- DuPont (Tonawanda, NY)
- …+ Willingness to be on-call for plant area support when required. + Legal right to work in the United States without employment restrictions. **Preferred Skills:** ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- MUFG (New York, NY)
- …capital relief. + As appropriate, work with MUFG clients, origination, and legal teams to appropriately structure the underlying transaction to ensure successful ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (New York, NY)
- …with appropriate policies and procedures, evaluating the borrower's industry/business/ legal /financial risks and recommending extensions of credit to management ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (New York, NY)
- …strong team contributor and partner extensively with Treasury, Finance, Operations, Legal and Business colleagues, in close collaboration with other global entities ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (New York, NY)
- …with ability to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (New York, NY)
- …a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions ... collaborative approach working with our partners in Trading, Research, Banking, Legal , Credit and colleagues across Corporate Derivatives Marketing (CDM) including… more
- US Bank (New York, NY)
- …trust and estate documents and tax returns - Specialized asset protection and legal knowledge preferred - Ability to articulate complex planning concepts to clients ... advanced degree or designation strongly preferred - Related insurance and securities licenses **Location:** The role offers a hybrid/flexible schedule, which means… more
- Citigroup (New York, NY)
- …and lending across products including corporate, asset-backed and mortgage-backed securities , collateralized loan obligations and derivative instruments. SP F&S also ... business working in partnership with other stakeholders across Risk, Finance, Legal , Compliance, Regulatory and other verticals. The primary responsibilities will… more
- Citizens (New York, NY)
- …of their responsibilities, the associate will be expected to study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87 ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- Citigroup (New York, NY)
- …and controls + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures as defined by your role… more