- Citizens (New York, NY)
- …Counsel will report to the Senior Associate General Counsel, Head of Wealth Legal and will be responsible for providing commercial and comprehensive legal ... Management business in partnership with the Head of Wealth Legal . Citizens Bank has grown to be a top...RIA and Broker-Dealer space. + Thorough familiarity with federal securities laws, including the Securities Act of… more
- JPMorgan Chase (New York, NY)
- …that supports over 10,000 deals annually, collaborating with top professionals across legal , business, and trading. This is your opportunity to develop deep ... you. As a Documentation Specialist in the Structured Investments Legal Group, you will assist with the preparation and...the opportunity to work on a wide variety of securities transactions, collaborate with multiple departments, and develop your… more
- TD Bank (New York, NY)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $225,000 USD TD is committed to providing fair ... Preferred Qualifications: **Ready to be the change at TD Securities ?** We are an innovator and leader in the...team partners closely with senior leaders across departments Risk, Legal , HR, Compliance, Audit and will work in close… more
- GE Vernova (New York, NY)
- …and will work closely with commercial resources and adjacent control functions such as Finance, Legal and Internal Audit. The role will be based in New York, NY, or ... Broker-Dealer Compliance: Coordinate and execute compliance obligations for regulated securities transactions arranged through a registered Broker-Dealer and Financial… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... Preferred Qualifications: **Ready to be the change at TD Securities ?** We're an innovator and leader in the Data,...team partners closely with senior leaders across TDS, Risk, Legal , HR, Compliance and will work in close alignment… more
- Wellington (New York, NY)
- …will play an important role in analyzing complex private and illiquid credit securities to determine fair valuation. The determination of the fair value will require ... and external clients. The ideal candidate is highly knowledgeable of the securities industry, has extensive credit analysis experience within the fixed income asset… more
- MUFG (New York, NY)
- …Pensions, and others. Products and Asset classes include asset backed securities , agency mortgage securities , collateralized loan obligations, agency commercial ... + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams + Mentor and train...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more