- Regeneron Pharmaceuticals (Tarrytown, NY)
- …in your application.** **Project Description** We are seeking a full-time law clerk/ legal intern interested in experiencing the practice of law within the law ... department of a premier biotechnology company. We are seeking a full-time law clerk/ legal intern interested in experiencing the practice of law within the law… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …document analysis of CLO transactions as follows: + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues ... of relevant work experience. A JD and or prior legal document review experience is a decisive asset. +...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- TD Bank (New York, NY)
- …Specialist, Global Markets **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...guidance on regulatory compliance, close partnership with business and legal , and operationalizing requirements and regulations for the Wholesale… more
- S&P Global (New York, NY)
- …output and reconcile with cash flow results from internal models. + Review legal and operating documents to ensure consistency with criteria and identify issues with ... with Esoteric ABS or novel assets classes and prior legal ratings experience is a plus. + Strong proficiency...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (New York, NY)
- …responsible for leading end-to-end rating process, research, cash flow, credit, legal , and structural analytics, and client-facing activities for new issue ratings ... with cash flow results from internal models. + Review legal and operating documents to ensure consistency with criteria...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …corporate loans. **Responsibilities and Impact** : + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- TD Bank (New York, NY)
- …FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...guidance on regulatory compliance, close partnership with business and legal , and operationalizing requirements and regulations for the Wholesale… more
- MUFG (New York, NY)
- …In-scope businesses include Government Bonds, Interest Rate Derivatives, Mortgages, Asset-backed Securities and Securities Financing. The candidate will assist ... and controls are appropriately documented and managed, working with compliance and legal to develop solutions to ensure regulatory compliance + Responsible for… more