- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (New York, NY)
- …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to ... decision-making and operational risk management. + Maintain expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $145,000 - $190,000 USD TD is committed to providing fair ... delivery of projects impacting the Global Transaction Banking (GTB) business of TD Securities (TDS). Projects in this space will be in support of various… more
- Citizens (New York, NY)
- …products and meet increased volume demands. The business includes partner lending, securities based lending and our custom credit products. As the Lending Operations ... in financial services operations, product management and/or sales in partner lending, securities based lending, and custom product for high net clients + Experience… more
- HSBC (New York, NY)
- **Description** **Bilingual Senior Vice President, Public Sector Latin America, HSBC Securities (USA) Inc., New York, NY:** Manage a portfolio of clients operating ... portfolio. Originate new business across global markets solutions, custody and securities services for the Central Banks, State-owned entities and sovereigns in… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and...Banking and Capital Markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to… more
- SUNY Morrisville (Morrisville, NY)
- …Contracts, agency, and negotiable instruments with emphasis on the Uniform Commercial Code + Legal reasoning and the legal approach to business problems. + Sole ... intangible), intellectual property (including Internet issues), real property, and securities regulation + Be aware of, know, understand, and...Code become part of the course. An introduction to legal reasoning and the legal approach to… more
- Citigroup (New York, NY)
- …Investments (CTI) operates within Corporate Treasury. CTI invests in high quality liquid securities (HQLA) and Non HQLA securities as governed by the Asset ... of financial products like Guarantees, CDS, SBLCs, CLOs and associated underlying legal documentation + Analyze trade and/or asset data to identify potential hedges… more
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