- TD Bank (New York, NY)
- …Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report ... **Hours:** M - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider...financial results. Drive monthly team variance discussions to facilitate legal entity oversight & regulatory reporting flux analysis process.… more
- Bank of America (New York, NY)
- …+ Act as the primary resource for addressing regulatory risk, financial reporting, legal , compliance and operational risks, as well as reporting of business metrics. ... successful client executions. + Leverage product expertise of market-related securities , including fixed income products, commodities, callable bonds, and physical… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... and other client instructions are complete.** **Depth & Scope:** **Ensures all securities are settled accurately, on a timely basis, and are properly allocated… more
- S&P Global (New York, NY)
- …In this role, you will support the Head of Commodity Insights ("CI") Legal - Exchange, Market Relationships & Innovation in the Energy Transition, Sustainability & ... and Environmental Solutions teams in advising the organization on licensing, legal , regulatory, and related matters, including contract operations, development of… more
- MUFG (New York, NY)
- …Pensions, and others. Products and Asset classes include asset backed securities , agency mortgage securities , collateralized loan obligations, agency commercial ... + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams + Mentor and train...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Robert Half Legal (New York, NY)
- …and e-filing processes for federal and state courts. * Strong knowledge of legal procedures related to breach of contract, securities fraud, and trademark ... Contract-to-permanent position offers an exciting opportunity to contribute to complex legal cases and support high-profile litigation matters. The ideal candidate… more
- New York State Civil Service (New York, NY)
- …Title Attorney: Enforce State/Federal Investor Protections (3811) Occupational Category Legal Salary Grade NS Bargaining Unit M/C - Managerial/Confidential ... public from fraud and misrepresentation in the offering and sale of securities , commodities, franchises, and other investment products. IPB is seeking an attorney… more
- S&P Global (New York, NY)
- …document analysis of CLO transactions as follows: + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues ... of relevant work experience. A JD and or prior legal document review experience is a decisive asset. +...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (New York, NY)
- …output and reconcile with cash flow results from internal models. + Review legal and operating documents to ensure consistency with criteria and identify issues with ... with Esoteric ABS or novel assets classes and prior legal ratings experience is a plus. + Strong proficiency...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more