- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …results, and present findings in a timely manner in committees + Review legal and operating documents to ensure consistency with criteria and identify issues with ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities provides a wide range of capital market products and services to… more
- S&P Global (New York, NY)
- …and synthesize results in a timely manner for rating committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $135,000 USD TD is committed to providing fair ... this role. **Job Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …a consistently high level of analytic quality + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria + Demonstrate strong ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Dorsey & Whitney LLP (New York, NY)
- …or New York office. This associate will have extensive knowledge of US securities and corporate law and experience working with domestic and international companies, ... and corporate law work, including US federal and state securities laws with strong working knowledge of '33 and...Dorsey & Whitney LLP since 1912 as a trusted legal advisor and valued business partner. With locations across… more
- MUFG (New York, NY)
- …approved limits are properly recorded in our systems. - + Will work with Legal and the Business to ensure counterparty legal documentation is completed and ... PowerPoint skills are welcome. + Basic Product Knowledge: Knowledge of repos, securities lending and derivatives products is important. + Experience writing credit… more