- RELX INC (Raleigh, NC)
- …the Role This is an opportunity to contribute domain expertise as a Legal Data Expert - Securities and Antitrust at a cutting-edge ... data integrity and innovation of new features + Contribute to bringing Legal Analytics to new areas of Securities and Antitrust law + Act as a liaison for our… more
- VF Corporation (Greensboro, NC)
- …requirements around environmental, sustainability and governance topics + Manage the legal compliance framework for securities policies and mandatory ... do?** A day in the life of Senior Counsel, Securities & Cap Markets at VF looks a little...at VF, you will handle a variety of engaging legal issues alongside an accomplished and supportive team of… more
- Wells Fargo (Charlotte, NC)
- …role you will:** + Advise MPG on its role as an underwriter for municipal securities transactions + Provide legal counsel on municipal sales and trading issues + ... the Markets Section of the Corporate & Investment Banking Legal Division to support the Wells Fargo Corporate &...Provide guidance with respect to municipal securities transaction-related activities, including compliance with federal … more
- US Bank (Charlotte, NC)
- …derivatives, foreign exchange, subscription finance, private placements, and repo and securities lending. **PRIMARY RESPONSIBILITIES:** + Provide legal support ... is seeking an attorney to lead the Capital Markets Legal Team. This attorney will lead a team of...in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with… more
- Lincoln Financial (Greensboro, NC)
- …Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to proxy ... 10-K/10-Q, current reports on Form 8-K and Section 16 reporting obligations; securities offerings under the 1933 Act; earnings releases and related materials; equity… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** TD Securities (TDS) provides a wide range of capital market products and services to… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... negotiations, balancing commercial, operational, and compliance considerations. - Partner with Legal , Risk, and Compliance to ensure agreements meet regulatory and… more
- Guardian Life (Raleigh, NC)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- Wells Fargo (Charlotte, NC)
- …net worth individuals, families, family offices and charities. **BL&T** further provides legal guidance on a variety of banking and fiduciary topics including ... including **WIM** referral activity. **About this role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells Fargo | Jobs and… more
- Wells Fargo (Charlotte, NC)
- …rating agency presentations, term sheets, underwriting memos, as well as negotiating legal documentation. The candidate will play a critical role in all aspects ... and Trading, Syndicate, Coverage Banking, DCM, Leverage Finance, Compliance, and Legal . **_Required Requirements_** + 5+ years of Investment Banking experience, or… more