- TIAA (Charlotte, NC)
- …+ Experience working with fund structure + Knowledge of SEC and securities regulations **Additional Responsibilities:** Legal Management (primarily Timber, but ... protecting of an organization's rights, obligations and privileges and its legal interests by drafting legal advice and by ensuring the legal activities meet… more
- NetApp (Morrisville, NC)
- …project management mindset. This role will report to our Director, Corporate Legal . **Job Responsibilities:** + Handle securities law compliance, disclosure, and ... seeking a highly motivated **Senior** **Corporate** **Counsel** to join its award-winning legal department. This role will be responsible for handling corporate and … more
- Lincoln Financial (Greensboro, NC)
- …a Glance** In the Attorney, Funds Mgmt Counsel position, you will provide legal counsel and subject matter expertise to the Lincoln Financial Group business ... services to proprietary mutual funds and separate accounts. You will also provide legal support, legal project management and guidance regarding the proprietary… more
- Robert Half Management Resources (Charlotte, NC)
- …on a long-term contract basis remote. This role requires deep expertise in securities lending, sponsor repos, and risk management strategies, with a focus on ... frameworks. Responsibilities: * Conduct comprehensive risk assessments related to securities lending and sponsor repos, ensuring alignment with industry standards… more
- TD Bank (Charlotte, NC)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- Ralliant (Raleigh, NC)
- …**Senior Corporate Counsel** **-** **Finance & Governance** to join its growing Legal team. Reporting to the Vice President, Assistant General Counsel - Finance ... a high-impact role designed for an attorney ready to help build and shape the legal infrastructure of a newly public company. The ideal candidate will be a trusted… more
- Wells Fargo (Charlotte, NC)
- …requirements impacting Structured Products Group (SPG) including Regulation Asset-Backed Securities (Regulation AB), Regulation RR, Volcker Rule, TRACE, and other ... FRB, and OCC rules. + Provide compliance advisory support for Asset-Backed Securities (ABS) issuance, syndication, and lending activities. + Support the day-to-day… more
- Equitable (Charlotte, NC)
- …corporate marketing teams. All reviews are based on FINRA, SEC, and state securities and insurance regulations, as well as company standards for fair and balanced ... contextual revisions and feedback for the purpose of ensuring compliance with securities and insurance industry regulations and company policies and standards prior… more
- Truist (Charlotte, NC)
- …negotiate complex securitized deal structures, and oversee transactions through the legal documentation phase; + Work directly with deal affiliated parties including ... reporting requirements and state and federal laws governing commercial mortgage-backed securities + Quarterly business plan and cash flow preparations and… more
- Cardinal Health (Raleigh, NC)
- …protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, ... **_What Regulatory contributes to Cardinal Health_** Legal provides the company with strategic, proactive, practical...among other areas. This function also litigates all company legal matters, manages outside counsel and manages legal… more