- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Charlotte, NC)
- …& Company. Our clients have access to Wells Fargo Advisors, referrals from securities -registered bankers in the Consumer Bank and the Wells Fargo Private Bank, our ... a trusted partner to senior leaders, collaborating across relationship management, legal , and operational teams to enhance governance, streamline processes, and… more
- Siemens (Wendell, NC)
- …commercial/financial related matters, including but not limited to handling Accounting, Legal , Tax, New Collaboration Model (NCM) and Export Compliance and Control ... evaluation of the contract conditions incl. all attachments, ensures examination by Legal + Supports the PM and ensures correct methodology for identifying,… more
- Equitable (Charlotte, NC)
- …principles of inclusivity, flexibility, and connection. Come join the Law Department's Legal Operations Team and enjoy working for a leading financial services ... Paralegal within the Regulatory Affairs Practice Group which is a part of Equitable's Legal and Compliance organization As a key member of the team, this role would… more
- Wells Fargo (Charlotte, NC)
- …not limited to Dodd Frank, QFC Resolution Stay, MiFID II, EMIR and various legal notices covering swaps and trades for various lines of business + Technical aptitude ... regulatory documentation, and the ability to remediate inconsistencies with legal , compliance, sales and the customer + May be...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Bank of America (Charlotte, NC)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... risk identification across the 8 lines of business and legal entities, establishment of effective forecasting and stress testing...monitoring processes across the 8 lines of business and legal entities, including the review and challenge of Board… more
- Siemens (Wendell, NC)
- …commercial/financial related matters, including but not limited to handling Accounting, Legal , Tax, New Collaboration Model (NCM) and Export Compliance and Control ... evaluation of the contract conditions incl. allattachments, ensures examination by Legal + Supportsthe PM and ensures correct methodology for identifying,… more