- UNC Health Care (Rocky Mount, NC)
- …delay of care. 2.Point of Service (POS) Collection Products, Services, and Securities a.Utilizes price estimation tool, as part of the registration process to ... in hospital operations management and/or revenue cycle preferred. **Job Details** Legal Employer: Nash Hospitals Entity: Nash UNC Health Care Organization Unit:… more
- Wells Fargo (Charlotte, NC)
- …CRE Control, CRE Internal Risk Management (IRM), Audit, Finance, Treasury, and Legal departments to execute and lead efforts to develop systems and solutions ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Truist (Charlotte, NC)
- …mandate to funding. In all cases, the job will require review of legal documents related to the financing to ensure the appropriate documentation/structure relating ... 1. Bachelor's degree in Finance, Accounting or Economics 2. Two years of securities industry, preferably in investment banking or equity capital markets 3. Two years… more
- Wells Fargo (Charlotte, NC)
- …partners. + Lead coordination and execution of loan booking, closing, legal documentation and compliance requirements + Partner with Renewables Asset Finance ... and prioritization skills **Job Expectations:** + Registration for FINRA exams including Securities Industry Essentials (SIE), Series 63 and Series 79 must be… more
- Edward Jones (Cornelius, NC)
- …Advisor?** + Build meaningful relationships with clients with an understanding of legal and regulatory requirements related to selling financial solutions + Critical ... assigned study period + At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance… more
- Wells Fargo (Charlotte, NC)
- …managers + Lead team to achieve objectives Work closely with Front Office, Legal , Credit and Operations to ensure a excellent working relationship with business ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Bank of America (Charlotte, NC)
- …Modifications to obtain credit approval for complex, custom loan products (marketable securities , commercial real estate, fine art, hedge fund, yacht, unsecured and ... financial standing, including liquidity, leverage, cash flow, key risks/mitigants and legal structure (trusts, special wealth vehicles, etc.) and apply sound… more
- Grant Thornton (Charlotte, NC)
- …bodies, including the American Institute of Certified Public Accountants, Securities Exchange Commission, Public Company Accounting Oversight Board, International ... or other GT groups within our firm (eg, Private Equity, other quality groups, legal , etc.) and to also be able to work independently. The individual must manage… more
- Truist (Mooresville, NC)
- …asset allocation objectives and policies. 3. Keep abreast of changing economic, legal , financial planning, investment trends and general market and business issues ... and traditional retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu… more
- Lincoln Financial (Greensboro, NC)
- …experience + Experience with Bloomberg and GLMX + Experience with securities settlement, custodian interactions + Strong problem-solving, process improvement, and ... employees, representatives and/or insurance agents do not provide tax, accounting or legal advice. Lincoln is committed to creating a diverse and inclusive… more
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