- CoStar Realty Information, Inc. (Charlotte, NC)
- …selling CRE, digital advertising, marketing solutions, AdTech, PropTech, FinTech, financial securities , business intelligence or data & analytics. + Demonstration of ... healthcare coverage: Medical / Vision / Dental / Prescription Drug + Life, legal , and supplementary insurance + Virtual and in person mental health counseling… more
- US Bank (Charlotte, NC)
- …trust and estate documents and tax returns - Specialized asset protection and legal knowledge preferred - Ability to articulate complex planning concepts to clients ... advanced degree or designation strongly preferred - Related insurance and securities licenses **Location:** The role offers a hybrid/flexible schedule, which means… more
- Edward Jones (Wilson, NC)
- …Advisor?** + Build meaningful relationships with clients with an understanding of legal and regulatory requirements related to selling financial solutions + Critical ... assigned study period + At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance… more
- Edward Jones (Pinehurst, NC)
- …About Job Overview **Skills/Requirements** **Skills:** + Ability to learn and apply legal and regulatory requirements related to selling financial solutions + Work ... required; Bachelor's degree preferred + 3-5 years of relevant experience in securities /financial services industry preferred + Series 7 and Series 66 required; if… more
- Truist (Charlotte, NC)
- …accounting support for a broad range of corporate functions, such as HR, Finance, Legal , and the parent company and its subsidiaries. It is a highly collaborative ... or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), and… more
- Truist (Charlotte, NC)
- …pressure in volatile, stress markets. + Experience with accounting, regulatory, and legal issues related to funding and structured products. + Experience with ... offering circulars and other SEC documents used for issuance of GBN/MTN securities . **General Description of Available Benefits for Eligible Employees of Truist… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal ) + Assists and provides input in the interpretation of new/changing ... securities rules, regulations, policies or laws; updates processes for compliance to rules and regulations as well as departmental procedures + Compiles operational… more