- Truist (Charlotte, NC)
- …mandate to funding. In all cases, the job will require review of legal documents related to the financing to ensure the appropriate documentation/structure relating ... 1. Bachelor's degree in Finance, Accounting or Economics 2. Two years of securities industry, preferably in investment banking or equity capital markets 3. Two years… more
- Lincoln Financial (Charlotte, NC)
- …administration compliance with the Investment Company Act of 1940 as well as the Securities Acts of 1933 and 1934 . Maintains a working knowledge of strategic ... and/or insurance agents do not provide tax, accounting or legal advice. Lincoln is committed to creating an inclusive… more
- Truist (Greensboro, NC)
- …asset allocation objectives and policies. 3. Keep abreast of changing economic, legal , financial planning, investment trends and general market and business issues ... and traditional retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu… more
- Nuveen Investments (Charlotte, NC)
- …that has a cycle-tested track record of managing CLOs and investing in CLO securities . Responsibilities will cover a wide range of tasks, from liaising with clients ... events. + Liaising with internal partners: Partnering with technology, compliance, legal , operations, portfolio management, trading, and other internal partners to… more
- UNC Health Care (Rocky Mount, NC)
- …delay of care. 2. Point of Service (POS) Collection Products, Services, and Securities a. Utilizes price estimation tool, as part of the registration process to ... in hospital operations management and/or revenue cycle preferred. **Job Details** Legal Employer: Nash Hospitals Entity: Nash UNC Health Care Organization Unit:… more
- TD Bank (Charlotte, NC)
- …+ **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise governance framework, products and services, ... with regulatory bodies like the Office of Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority**… more
- Lincoln Financial (Raleigh, NC)
- …and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment ... and/or insurance agents do not provide tax, accounting or legal advice. Lincoln is committed to creating an inclusive… more
- Siemens Energy (Raleigh, NC)
- …tax and currency concepts, importduties, credit risk management, financial securities (letters ofcredit/bank guarantees), terms of payments, cashflow analysis, ... Buildpositive relationships with internal and external partners includingmanagement, finance, legal , insurance, tax, and customers, and supportproject handover to… more
- Truist (Charlotte, NC)
- …pressure in volatile, stress markets. + Experience with accounting, regulatory, and legal issues related to funding and structured products. + Experience with ... offering circulars and other SEC documents used for issuance of GBN/MTN securities . **General Description of Available Benefits for Eligible Employees of Truist… more
- Wells Fargo (Charlotte, NC)
- …institutions, and wealth management clients - ensuring efficient processing of securities transactions, cash transactions and loans. The team also manages the ... care, and various retail banking processes such as abandoned property, legal orders, account reconciliation, and account maintenance. **Payments Operations:** +… more