- Citigroup (Houston, TX)
- …+ Coordinate with Sales, Research, CMand and other organizations across Markets and Securities Services and the broader business + Trade a book and deliver on ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- CIBC (Palisades, TX)
- …have current accreditation and good standing for CIRO-ID licensing requirements; _Canadian Securities Course (CSC)_ written within the past 3 years is required upon ... of Canadian Investment Funds Course (CIFC) or the Canadian Securities Course (CSC) to support AMF (Autorite des Marches...and Taxation Fundamentals Course - Quebec (0774) and CSI/ICB Legal & Ethical Aspects of Financial Planning Course (0790).… more
- Cardinal Health (Austin, TX)
- … legal counsel related to mergers and acquisitions, corporate securities , and transactional support, among other areas. **_Qualifications_** + Juris Doctorate ... role and will be part of Cardinal Health's corporate legal team focusing on real estate transactions. This role...estate transactions. This role will be responsible for providing legal advice, counsel and support to Cardinal Health's Corporate… more
- MUFG (Dallas, TX)
- …detailed action plans and workout strategies, including enforcement of remedies and legal action, for all challenged credits in your portfolio and provide periodic ... mezzanine, equity, etc.). + Work with in-house and outside legal counsel, as appropriate, for waivers, consents, and amendment...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- RELX INC (Houston, TX)
- …MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex ... and to volunteer with your charity of choice About the business LexisNexis Legal & Professional(R) provides legal , regulatory, and business information and… more
- Truist (Fort Worth, TX)
- …efforts of the team * Stays updated and abreast of changing economic, legal , financial planning, investment trends and general market and business issues impacting ... resource for clients, their attorneys and CPAs. * Maintain appropriate legal , operating and regulatory controls to manage risk and compliance. Works… more
- MUFG (Irving, TX)
- …relationships with vertical and horizontal partners, including entity executives, FCC SMEs, Legal , and Internal Audit; and + Interfacing with relevant regulators and ... preferably in the compliance/FCC space; + Strong knowledge of legal and regulatory requirements in the FCC space with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Caris Life Sciences (Irving, TX)
- …**Job Responsibilities** + Work closely with the CEO, CFO, corporate development, legal team and other executive leaders to develop a robust investor relations ... accurate information to investors + Collaborate cross-functionally with finance, legal , marketing, communications, and other departments to ensure accuracy,… more
- TIAA (Frisco, TX)
- …but not limited to broker-dealer compliance, RIA compliance, product compliance, and legal . This individual will serve as a key strategic partner to collaborate ... and internal standards. + Coordinate effectively with key stakeholders, including legal and business partners, to resolve potential issues, and facilitate agreement… more
- Western Digital (Austin, TX)
- …DC The position will report to the Vice President, Government Affairs, Securities and Corporate Governance. **Responsibilities** + Lead and grow a corporate ... positions on key issues + In close cooperation with legal counsel and the Ethics & Compliance team, identify...voluntary benefit programs such as supplemental life and AD&D, legal plan, pet insurance, critical illness, accident and hospital… more
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