- Citigroup (Canyon Country, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides… more
- Wells Fargo (Beverly Hills, CA)
- …clients to do business with us and for advisors to support their clients. Banking, Lending , & Trust (BL&T) is a center of excellence that unlocks access to Wealth & ... on client needs. These products and services include Deposits & Consumer Lending , Banking and Credit Solutions, Private Wealth Portfolio Management, and Trust… more
- JPMorgan Chase (Irvine, CA)
- …personalized planning approach. + Foster and deepen long-term primary banking and lending relationships as well as help facilitate the introduction of wealth ... team environment to deliver bespoke solutions and exceptional client service. + The Securities Industry Essential (SIE) exam, FINRA Series 7, and FINRA Series 66 (or… more
- JPMorgan Chase (San Diego County, CA)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- MUFG (Los Angeles, CA)
- …ABF group is responsible for the oversight of a portfolio of asset-based lending clients situated throughout the US, evaluating the creditworthiness of the clients ... of 10 years of relevant corporate banking experience; with specific experience in asset-based lending a plus. + Experience managing a bank group as agent bank. +… more
- MUFG (Los Angeles, CA)
- …examiners. **Qualifications:** + 15+ years work experience, plus significant lending /examination experience + Expertise in commercial real estate and commercial ... lending examination. + Broad knowledge of Oil & Gas,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wells Fargo (San Francisco, CA)
- …in the food and agribusiness industry + Strong knowledge of specialized lending to agribusiness, processors and branded food companies + Comprehensive knowledge and ... understanding of commercial or food or agribusiness specialty group: lending , loan servicing, products, and credit practices relevant to the mid corporate sized… more
- Citigroup (San Francisco, CA)
- …such as Financial Planners, Insurance Specialists, Portfolio Consultants and Home Lending Officers. **Job Responsibilities:** + Build relationships with new clients ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- Citigroup (Downey, CA)
- …such as Financial Planners, Insurance Specialists, Portfolio Consultants and Home Lending Officers. **Job Responsibilities:** . Build relationships with new clients ... to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number… more
- JPMorgan Chase (Woodland Hills, CA)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more