- Citigroup (San Francisco, CA)
- …range of products and solutions, including investment strategies, banking and lending , trust and specialized services.The Private Bank delivers solutions to help ... opportunities in others areas of the bank, in particular lending , trust and institutional markets solutions, etc. + Partner...+ US Only: S7, S66 (or 63), S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- Wells Fargo (San Francisco, CA)
- …experience, education **Desired Qualifications:** + Knowledge of Wholesale Banking products ( Lending , Markets, Deposits, etc.) + Experience in areas related to ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Wells Fargo (Van Nuys, CA)
- …to small business customers + Knowledge and understanding of financial services consumer lending products + Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Charles Schwab (Berkeley, CA)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning +… more
- Wells Fargo (Hawthorne, CA)
- …small business customers + Knowledge and understanding of financial services consumer lending products + Ability to interact with integrity and professionalism with ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (Seal Beach, CA)
- …to small business customers + Knowledge and understanding of financial services consumer lending products + Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (Fullerton, CA)
- …to small business customers * Knowledge and understanding of financial services consumer lending products * Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required * For… more
- JPMorgan Chase (Temecula, CA)
- …+ Drive integration with partners from Branch Management, Business Banking and Home Lending to give our customers access to solutions, strategies and expertise to ... AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more
- JPMorgan Chase (San Francisco, CA)
- …understanding of Commercial Banking's business model, products, and clients + Direct lending or credit supported related experience with a focus on business ... internal resources + Strong knowledge of regulatory and control framework + FINRA securities licenses 79 and 63 are required for the position; however, unlicensed… more
- MUFG (Los Angeles, CA)
- …or Economics preferred but not required + 6+ years of corporate lending /leveraged finance experience + Strong credit skills and extensive financial modeling skills ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more