- Wells Fargo (Los Angeles, CA)
- …clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Wells Fargo (Los Angeles, CA)
- …clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- MUFG (Los Angeles, CA)
- …of Japanese Corporate loan portfolio clients. As focusing on subsidiary lending , designated customers will be complex relationships focusing on non-investment grade ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (San Francisco, CA)
- …**Investment Banking:** Aviation Finance, Capital Markets, Sponsored Finance & Direct Lending **Global Markets:** Sales & Trading **View information about our ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bank of America (Newport Beach, CA)
- …Skills** + Must have a minimum of 10 years' experience in Commercial Lending or Investment Banking. + Demonstrates ability to successfully manage an extensive ... leading and negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 &… more
- Bank of America (Chico, CA)
- …dedicated to supporting communities around the world by connecting them to the lending , investing and giving they need to remain vibrant and vital. **Required ... Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + 4+ years of progressive professional and/or military experience + Ability to obtain… more
- JPMorgan Chase (Palo Alto, CA)
- …also useful but not required. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... will need to learn about the various products and platforms (investment, banking and lending ) available to our advisors across JPMWM in order to identify issues and… more
- MUFG (Los Angeles, CA)
- …compromised of Project Finance, Infrastructure Finance, Syndicated Loans, Energy, Leveraged Lending Loans. + Identify emerging risks in assigned portfolio. + Perform ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (San Francisco, CA)
- …corporate banking business and its related products, pertinent regulations and lending and credit approval processes + Consistently demonstrates clear and concise ... capital markets products, derivatives, credit, cash management, trade, finance and securities products + Series 7 and 63 preferred **Education:** + Bachelor's… more