- Truist (Jupiter, FL)
- …with clients to deliver banking, investments, risk management and retail lending solutions. (Banking experience may include Retail, Wealth, Advisory, and/or Retail ... Lending experience) OR, 3 years' experience in a financial...for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63… more
- MUFG (Tampa, FL)
- …in the Syndicated Loan Servicing focus on tracking and managing syndicated lending transactions, with the bank as serving as either an administrative agent ... lender in a syndicated transaction or a bilateral deal lending directly to a borrower. Responsibilities may include generating...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as assigned **Knowledge, Skills, and Abilities** **Knowledge of** + Mortgage lending products, processes, and regulatory requirements (eg RESPA, TILA, TRID, HMDA) ... minimum of ten (10) years of experience in mortgage lending with a minimum of five (5) years of...Human Resources. **Licenses/Certifications: SIE not required + Series 7 securities license preferred + Completion of formal credit training… more
- MUFG (Tampa, FL)
- …Understands market conventions for managing products across Syndicated & Commercial Lending Operations + Comfortable interacting with senior internal and external ... + Knowledge of systems used to manage the Syndicated lending business: AFS, ACBS, Loan IQ, Clearpar, Syndtrak, Intralinks,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wells Fargo (Sun City Center, FL)
- …small business customers + Knowledge and understanding of financial services consumer lending products + Ability to interact with integrity and professionalism with ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (North Miami, FL)
- …to small business customers + Knowledge and understanding of financial services consumer lending products + Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …processes and procedures (eg Sales Practices, Reg W, Reg U, Fair Lending , Reg B, mortgage regulations, etc.). + Leads through compliance updates/changes including ... + Strong understanding of the principles of banking and finance and securities industry operations. + Advanced knowledge of financial markets and products. +… more
- Charles Schwab (Orlando, FL)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning +… more
- Regions Bank (Tampa, FL)
- …client discussions regarding asset management and investments, financial planning, insurance, lending , tax and accounting and trust and estate planning + Assisting ... diligence, selection, evaluation or overall process improvements surrounding marketable securities or investment managers **Additional Requirements** + Expected graduation… more
- MUFG (Tampa, FL)
- …of data & reporting needs for Financial Crimes, Compliance, Wholesales Lending , Investment Banking and Transaction Banking businesses. + Develop and maintain ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more