- Bank of America (Boston, MA)
- …Global Wealth & Investment Management line of business on high net worth lending products, services, and regulatory matters including securities based loans, ... pledge and security documentation, applicable consumer and bank regulations, applicable securities regulations, and applicable issues associated with lending to… more
- JPMorgan Chase (Cambridge, MA)
- …+ Partners with Specialists (Private Client Advisors, Financial Planners, Home Lending Advisors and Business Relationship Managers) to connect clients to experts ... 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED or foreign… more
- JPMorgan Chase (Mansfield, MA)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- Coinbase (Boston, MA)
- …negotiation skills preferably developed within the traditional prime brokerage, securities financing, and/or derivatives sectors. A sense of curiosity, flexibility ... financing space with specific focus on our trade finance, portfolio margining, bilateral lending , agency lending , and collateral products. * Provide full product… more
- JPMorgan Chase (Malden, MA)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (Waltham, MA)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- Federal Home Loan Bank of Boston (Boston, MA)
- …+ Knowledge of capital markets, financial theory and fixed income securities , especially mortgages and mortgage-backed securities , is required. + ... understanding of credit risk principles, financial statement analysis, and lending practices. + Direct experience analyzing depository institutions and/or insurance… more
- TD Bank (Boston, MA)
- …yeas of relevant supervisory experience in brokerage, annuity, advisory, banking and lending activity + Broad knowledge base and experience in Financial Services ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- Wells Fargo (Boston, MA)
- …estate loans and investments within Real Estate Banking, our primary balance sheet lending CRE platform + Analyze and underwrite new loan opportunities within the ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Charles Schwab (Hingham, MA)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning +… more