- Citigroup (New York, NY)
- …to join its team to assist in the structuring, rating and distribution of lending facilities backed by portfolios of corporate credit. The ideal candidate will have ... highly collaborative and has built and maintained a market-leading lending franchise for close to two decades. The candidate...CLOs, CFOs, rated note feeders and other asset backed securities + Knowledge of private debt funds, SPV/SPE and… more
- TD Bank (New York, NY)
- …the client. The job partners with other RMs, IAs, Wealth Strategists and Wealth Lending Advisors. The job will also be responsible for retaining and growing assigned ... record of high client satisfaction and retention) required + Securities Licensed: Series 7, 63 + 65 or 66...as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36; and the definition… more
- Wells Fargo (New York, NY)
- …and public and private corporations. We've built the strongest commercial real estate lending platform in the industry. The CIB Commercial Real Estate Early Career ... Finance (Hotels/Leisure, Data Centers, Seniors Housing, Manufactured Housing) + Community Lending and Investment (Debt & Equity in Affordable Housing) + Multifamily… more
- JPMorgan Chase (New York, NY)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- Bank of America (New York, NY)
- …to identify and deliver credit opportunities (eg, LMA, ISBL, PCL, Custom Lending & Margin) to Financial Advisors existing wealth management clients and prospects. ... will work with Financial Advisors, Wealth Management Clients, GWIM Custom Lending Credit Executives, GWIM Credit leadership, Risk Management and other specialist… more
- MUFG (New York, NY)
- …examiners. **Qualifications:** + 15+ years work experience, plus significant lending /examination experience + Expertise in commercial real estate and commercial ... lending examination. + Broad knowledge of Oil & Gas,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- …equity investors + Assist in the underwriting and execution of asset backed lending facilities including both broadly syndicated CLO warehouses and middle market ... lending facilities + Further responsibilities include facilitating term sheets...FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more