- Citigroup (Getzville, NY)
- …Market. Our team provides direct support to Prime Brokerage, Firm trading desks, Stock Lending , Repo, and SWAPS for Equity and Fixed Income securities . This ... Voluntary Corporate Action events for US, Canadian, and Latin American securities + Process ad-hoc instructions for conversions, SPAC Splits, warrants, exchanges,… more
- Citigroup (New York, NY)
- …experts such as Financial Planners, Insurance Specialists, Portfolio Consultants and Home Lending Officers. Citi has many locations across the United States and is ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** Preferred Qualifications **Department Overview** TD Securities ("TDS") Technology supports a wide range of capital market ... direction and overseeing the delivery of Channels technology solutions within TD Securities Corporate Banking businesses. The ideal candidate will have a strong… more
- Guardian Life (New York, NY)
- Park Avenue Securities was founded in 1999 as a complement to Guardian's traditional portfolio of individual life and annuity insurance products. Park Avenue ... Securities is Guardian's broker-dealer and corporate Registered Investment Advisor...such as private markets, structured investments, alternative investments, philanthropy, lending , and investment management. + Partner with advisors on… more
- JPMorgan Chase (New York, NY)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (New York, NY)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- TD Bank (New York, NY)
- …organization. The WMP will partner with Senior Leaders throughout TD AMCB and TD Securities (TDS) and will represent US Wealth across all communities in the Market. ... sales, revenue, and net asset growth objectives in investments, lending , and deposits for the Market + Leads by...or equivalent experience + 10+ years experience in banking, lending and/or investments for HNW, MA and/or Institutional clients… more
- JPMorgan Chase (Clifton Park, NY)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... equivalent. + Experience in cultivating relationships with affluent clients. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- MUFG (New York, NY)
- …insurance and Property & Casualty companies) + Structured financial solutions + Asset based lending including Fund and NAV lending You will prepare and evaluate ... credit and risk principles and legal and compliance regulations pertinent to lending . + Strong financial spreading/modeling and analytical skills. + Experience in… more