- Citigroup (New York, NY)
- …As a global franchise, SP's activities include origination, structuring, investing, lending and market making across products including corporate and emerging market ... bonds, asset-backed and mortgage-backed securities , collateralized loan obligations, short term interest rate products, loans, letters of credit and derivative… more
- Citigroup (New York, NY)
- …range of products and solutions, including investment strategies, banking and lending , trust and specialized services.The Private Bank delivers solutions to help ... opportunities in others areas of the bank, in particular lending , trust and institutional markets solutions, etc. + Partner...clients. + S7, S63 (or S66) and S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- Citigroup (New York, NY)
- … lending across products including corporate, asset-backed and mortgage-backed securities , collateralized loan obligations and derivative instruments. SP F&S also ... provides underwriting, securitization, project financing, warehouse lending , commercial, residential and affordable housing financing. The SP F&S Business Manager is… more
- Wells Fargo (New York, NY)
- …clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition explain what… more
- Wells Fargo (New York, NY)
- …small business customers + Knowledge and understanding of financial services consumer lending products + Ability to interact with integrity and professionalism with ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (New York, NY)
- …lead credit role relationships, merger and acquisition financing, and/or leveraged lending financings. + Experience with negotiating credit agreements and legal ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Wells Fargo (Carmel, NY)
- …to small business customers + Knowledge and understanding of financial services consumer lending products + Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Charles Schwab (New York, NY)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning +… more
- Fifth Third Bank, NA (New York, NY)
- …+ Underwrite credit requests and approve real estate loans within established lending limits or make recommendations on loans that require higher approval authority. ... Leadership Program participants. MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Securities Industry Essentials (SIE), Series 79 & 63 license required. +… more