- Wells Fargo (Irving, TX)
- …Wells Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities Based Lending . The Securities Based Lending team offers ... opportunities for process improvement and risk control development within the Securities Based Lending Team + Work in partnership with Co-Head of Securities… more
- Charles Schwab (Westlake, TX)
- …collateral selections for liquidity and pledging purposes while collaborating with the securities lending groups + Develop and publish dashboards and reporting ... that is readily available to team members and leadership + Drive automation of collateral and liquidity reporting and build robust analytics to support collateral pledging activities + Broker dealer subject matter expert for items impacting liquidity, 15c3-3,… more
- Truist (Houston, TX)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... (NYSE: TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate, and Treasury & Payment Solutions,… more
- JPMorgan Chase (Dallas, TX)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- Citigroup (Irving, TX)
- …of Counterparty Credit Risk and Capital market products including Derivative Securities Financing Transactions, Debt Investment Securities or Hedge Funds ... risk management processes for one or more products and lending areas. + Fully conversant in credit policy matters...risk management processes for one or more products and lending areas + Regulatory experience or relevant experience in… more
- Scotiabank (Houston, TX)
- …Legal or Internal Controls experience. + Strong understanding of applicable US securities regulations eg SEC 10b-5, securities offering regulations (`33 Act), ... + Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities. + Strong interpersonal, written and verbal communication abilities +… more
- JPMorgan Chase (Fort Worth, TX)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (Katy, TX)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (Houston, TX)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... equivalent. + Experience in cultivating relationships with affluent clients. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- Fannie Mae (Plano, TX)
- …you will review and comment on underwriting and reviewing the issuance of securities to customers. You will be responsible for evaluating the impact of proposed ... customer. * Analyze the risks and costs of a lending decision and make recommendations on process improvement related...* Advise on process related to issuance of the securities or other financial loans to the customer *THE… more