• Co-Head of Securities Based Lending

    Wells Fargo (Irving, TX)
    …Wells Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities Based Lending . The Securities Based Lending team offers ... opportunities for process improvement and risk control development within the Securities Based Lending Team + Work in partnership with Co-Head of Securities more
    Wells Fargo (08/15/25)
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  • Manager - Collateral Management

    Charles Schwab (Westlake, TX)
    …collateral selections for liquidity and pledging purposes while collaborating with the securities lending groups + Develop and publish dashboards and reporting ... that is readily available to team members and leadership + Drive automation of collateral and liquidity reporting and build robust analytics to support collateral pledging activities + Broker dealer subject matter expert for items impacting liquidity, 15c3-3,… more
    Charles Schwab (08/26/25)
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  • Truist Securities - Investment Banking…

    Truist (Houston, TX)
    …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... (NYSE: TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate, and Treasury & Payment Solutions,… more
    Truist (08/20/25)
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  • Private Client Banker - Preston Center

    JPMorgan Chase (Dallas, TX)
    …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
    JPMorgan Chase (08/28/25)
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  • Director - Credit Review Senior Group Manager

    Citigroup (Irving, TX)
    …of Counterparty Credit Risk and Capital market products including Derivative Securities Financing Transactions, Debt Investment Securities or Hedge Funds ... risk management processes for one or more products and lending areas. + Fully conversant in credit policy matters...risk management processes for one or more products and lending areas + Regulatory experience or relevant experience in… more
    Citigroup (06/04/25)
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  • Senior Manager, CIB & Research Compliance Officer

    Scotiabank (Houston, TX)
    …Legal or Internal Controls experience. + Strong understanding of applicable US securities regulations eg SEC 10b-5, securities offering regulations (`33 Act), ... + Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities. + Strong interpersonal, written and verbal communication abilities +… more
    Scotiabank (08/28/25)
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  • Relationship Banker II - SB - Downtown

    JPMorgan Chase (Fort Worth, TX)
    …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
    JPMorgan Chase (08/28/25)
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  • Relationship Banker - Cinco Ranch

    JPMorgan Chase (Katy, TX)
    …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
    JPMorgan Chase (08/27/25)
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  • Private Client Banker - SB/MOD - Bellaire…

    JPMorgan Chase (Houston, TX)
    …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... equivalent. + Experience in cultivating relationships with affluent clients. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
    JPMorgan Chase (08/14/25)
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  • Multifamily Underwriting - Advisor

    Fannie Mae (Plano, TX)
    …you will review and comment on underwriting and reviewing the issuance of securities to customers. You will be responsible for evaluating the impact of proposed ... customer. * Analyze the risks and costs of a lending decision and make recommendations on process improvement related...* Advise on process related to issuance of the securities or other financial loans to the customer *THE… more
    Fannie Mae (07/17/25)
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