- Charles Schwab (Westlake, TX)
- …collateral selections for liquidity and pledging purposes while collaborating with the securities lending groups + Develop and publish dashboards and reporting ... that is readily available to team members and leadership + Drive automation of collateral and liquidity reporting and build robust analytics to support collateral pledging activities + Broker dealer subject matter expert for items impacting liquidity, 15c3-3,… more
- Bank of America (Dallas, TX)
- …Global Wealth & Investment Management line of business on high net worth lending products, services, and regulatory matters including securities based loans, ... pledge and security documentation, applicable consumer and bank regulations, applicable securities regulations, and applicable issues associated with lending to… more
- JPMorgan Chase (Grand Prairie, TX)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- Citigroup (Irving, TX)
- …of Counterparty Credit Risk and Capital market products including Derivative Securities Financing Transactions, Debt Investment Securities or Hedge Funds ... risk management processes for one or more products and lending areas. + Fully conversant in credit policy matters...risk management processes for one or more products and lending areas + Regulatory experience or relevant experience in… more
- Scotiabank (Houston, TX)
- …Legal or Internal Controls experience. + Strong understanding of applicable US securities regulations eg SEC 10b-5, securities offering regulations (`33 Act), ... + Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities. + Strong interpersonal, written and verbal communication abilities +… more
- S&P Global (Dallas, TX)
- …experience in loan servicing, operations, audit, finance, research, accounting, mortgage lending , or commercial or consumer credit. + Ability to work independently ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- JPMorgan Chase (Katy, TX)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (Houston, TX)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- Fannie Mae (Plano, TX)
- …you will review and comment on underwriting and reviewing the issuance of securities to customers. You will be responsible for evaluating the impact of proposed ... customer. * Analyze the risks and costs of a lending decision and make recommendations on process improvement related...* Advise on process related to issuance of the securities or other financial loans to the customer *THE… more
- Fannie Mae (Plano, TX)
- …this role, you will lead underwriting and reviewing the issuance of securities to customers, and ensure compliance with internal and external regulations, policies, ... recommend changes to the enhanced pre-review process to determine lending decisions * Recommend changes to process related to...Recommend changes to process related to issuance of the securities or other financial loans to the customer *THE… more