- JPMorgan Chase (New York, NY)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...the completed information you provide during the Chase on-line application process may be transferred, on your behalf, to… more
- Bank of America (New York, NY)
- …fixed income structured products + Familiarity with structured repo and asset-backed lending arrangements + Experience with US securities rules **Desired ... Markets New York, New York **To proceed with your application , you must be at least 18 years of...escalating legal risks. Candidate will provide legal representation and support for fixed income structured products for Global Markets… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- …This will be communicated at time of offer acceptance + Registration for Securities Industry Essentials (SIE) exam must be completed within 90-days of hire date ... + For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required **Corporate… more
- Wells Fargo (New York, NY)
- …originate, evaluate and structure new financing opportunities to generate profitable CRE lending business as well as managing new and existing client relationships ... risks or concerns + Leverage in-depth business knowledge of the unsecured lending market to critically evaluate opportunities and develop proposals / deals… more
- JPMorgan Chase (New York, NY)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- SMBC (New York, NY)
- …authorization, and exception management), assist collections team as needed, and support portfolio management efforts across all lending products. Establish ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Finance Acquisition & Advisory Team, is to lead and support in the execution and the origination of advisory… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
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