- Bank of America (Santa Barbara, CA)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- Bank of America (Milpitas, CA)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (Redding, CA)
- …of the Advisor Development Program,** your journey begins by obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for ... your Securities Industry Essentials [SIE], Series 7 and Series 66...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (Los Angeles, CA)
- …to low-to-medium risk tasks and deliverables + Receive direction from a manager and exercise independent judgment while developing understanding of compliance and ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- TD Bank (San Francisco, CA)
- …California, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Fannie Mae (San Francisco, CA)
- …you will review and comment on underwriting and reviewing the issuance of securities to customers. You will be responsible for evaluating the impact of proposed ... * Advise on process related to issuance of the securities or other financial loans to the customer *THE...office location. In-office work cadence is determined by your manager . Proximity within a reasonable commute to your designated… more
- Citigroup (Downey, CA)
- …of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio ... to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number… more
- Bank of America (San Francisco, CA)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- JPMorgan Chase (Los Angeles, CA)
- …retirement, and cash flow planning. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... & practice partners without daily contact with one's direct manager + Ability to comfortably use numbers to provide...Strong team player with a predisposition to service + Securities licenses are a plus but will not initially… more
- Bank of America (Yuba City, CA)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more