- Citigroup (San Francisco, CA)
- …of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- MUFG (Los Angeles, CA)
- …direct communication with assigned customers, if needed by RM (relationship manager ). + Coordinate and communicate critical account information to various related ... deals and covenant in line with policies and procedures. Manager will periodically check in, however, associates can also...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- CalSTRS (Sacramento, CA)
- …Teachers' Retirement System JC-487621 - Director of SAP Solutions INFORMATION TECHNOLOGY MANAGER II $11,388.00 - $13,842.00 per Month New to State candidates will ... an experienced individual to work as** **an Information Technology Manager II** **on the SAP Solution Center team.** The...information and use of a designated trading platform for securities transactions, as well as filing a Statement of… more
- Fifth Third Bank, NA (Los Angeles, CA)
- …Institutions, Real Estate Capital Markets, Corporate Trust and others. + Provide manager with monthly recap of activity and developmental needs. + Maintain currency ... underwriters. + Generate revenue at level exceeding goal determined by Sales Manager . + Make customer/prospect referrals to other corporate calling officers and… more
- MUFG (San Francisco, CA)
- …Our team is committed to your success and will pair you with a mentor/ manager who will work with you to set goals, provide professional development, guidance and ... gets a top-tier mentor in addition to their actual manager . The mentor will provide goals and professional development...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (San Francisco, CA)
- …will provide more details. **Job Summary** Working closely with SOX IT Testing Manager , this role is responsible for executing the annual program plan for Internal ... The role works closely with CAA SOX IT Testing Manager on documentation of testing workpapers for SOX IT...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wells Fargo (Santa Paula, CA)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (Azusa, CA)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs * Partner with financial advisors to understand ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required * For… more
- CalSTRS (Sacramento, CA)
- …Under the general supervision of the Financial Accountant IV (Investment Accounting Manager ), the Financial Accountant II (FA II) performs technical and professional ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- CalSTRS (Sacramento, CA)
- …pass you by. Under direction of the Scheduling & Estimates Pension Program Manager I, the Associate Governmental Program Analyst operating as the Scheduling & ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more