- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in project management, information compliance risk management, and the securities and/or banking industry to support Information Compliance Risk Management's ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …industry marketing/advertising and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and ... and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of the ... Bureau (CFPB), and state banking regulatory agencies + Knowledge of Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an ... Redshift, SQL, Oracle, Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts,… more
- USAA (Tampa, FL)
- …special and impactful. **The Opportunity** **USAA is seeking a talented** ** Manager , Life/Health/Retirement Income to join the Life Company Health Solutions Team.** ... As a Manager , Life/Health/Retirement Income, you will manage a team of...resources needed. + May fulfill the responsibilities of a securities principal: In conjunction and coordination with Securities… more
- JPMorgan Chase (Tampa, FL)
- …wealth planning, philanthropy, credit and banking. As a Private Bank Supervisory Manager in Asset & Wealth Management, you will coordinate and work closely ... stakeholders. **Job responsibilities** + Coordinate and lead monthly meeting with Market Manager . This includes preparing and presenting key findings and overview of… more
- Citigroup (Tampa, FL)
- The Business Risk Manager , based in New York, will join the global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will report to the ... & Experience:** + 10+ years' experience at a bank/broker dealer/ wealth manager ; some appropriate licenses preferred (eg, FINRA SIE,7,24) + Bachelor's degree in… more
- Citigroup (Tampa, FL)
- Project manager to lead the multiple projects to meet our Transformation deliverables in collaboration with Data Digital and Core Custody Product and Technology. ... process optimization, Digital First, and regulatory mandates. **Job Background/context:** Securities Services Operations comprises of multiple operations groups supporting… more