- Citigroup (Tampa, FL)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Communication between clients and internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in project management, information compliance risk management, and the securities and/or banking industry to support Information Compliance Risk Management's ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and ... and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of the ... Bureau (CFPB), and state banking regulatory agencies + Knowledge of Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an ... Redshift, SQL, Oracle, Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts,… more
- JPMorgan Chase (Tampa, FL)
- …wealth planning, philanthropy, credit and banking. As a Private Bank Supervisory Manager in Asset & Wealth Management, you will coordinate and work closely ... stakeholders. **Job responsibilities** + Coordinate and lead monthly meeting with Market Manager . This includes preparing and presenting key findings and overview of… more
- Citigroup (Tampa, FL)
- Project manager to lead the multiple projects to meet our Transformation deliverables in collaboration with Data Digital and Core Custody Product and Technology. ... process optimization, Digital First, and regulatory mandates. **Job Background/context:** Securities Services Operations comprises of multiple operations groups supporting… more
- TIAA (Gainesville, FL)
- **Portfolio Manager ** The Portfolio Manager works to optimize the investment performance of client portfolios by selecting assets that maximize return while ... on industry trends identified through market and risk analysis. + Buys and sells securities in client accounts to maintain a specific investment strategy or to reach… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** The Data Sourcing Manager will lead and participate in data scoping and procurement efforts across the Business Unit areas to ensure that enterprise ... to transition to a Category IV institution (LFI). The Data Sourcing Manager is responsible for collaborating with Business Subject Matter Experts (SMEs), Data… more