- MUFG (Tampa, FL)
- …+ Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bank of America (Jacksonville, FL)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- MUFG (Tampa, FL)
- …Information Systems Security Professional (CISSP) + Certified Information Security Manager (CISM) + Certified Information Systems Auditor (CISA) + Certified ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Coinbase (Tallahassee, FL)
- …negotiation skills preferably developed within the traditional prime brokerage, securities financing, and/or derivatives sectors. A sense of curiosity, flexibility ... in the US (eg bank, e-money issuer, payment service firm, broker dealer / asset manager ) or in a law firm supporting such clients. * Strong negotiation skills and… more
- MUFG (Tampa, FL)
- …and ensure that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and implement/monitor practices to ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for un-reviewed decision making and a is participant with respect to fund manager interactions in addition to being a key participant in product recommendations. ... Abilities** **Knowledge of** + Financial analysis + Complex investment products and securities markets in general + MS Office applications + Bloomberg + Performance… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …periodic investment managers' reviews by third party and independent investment manager searches. + Generates periodic reports on investment analyses and peer ... used in the industry. + Principles of estate planning, trusts and securities industry operations. + Financial markets and products. + Effectively managing client… more
- TD Bank (Doral, FL)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Raymond James Financial, Inc. (Fort Myers, FL)
- …and communicating information from and for our clients and is the manager of our client's overall experience. This position requires significant knowledge of ... to proprietary computer systems and applications + Significant experience in processing securities typically gained by working for a brokerage firm, trust company,… more
- MUFG (Tampa, FL)
- …for active Credit Agreements in individual's portfolio. Liaise with Relationship/Portfolio Manager for latency and any Covenant Breaches. + Assist with ad-hoc ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more