- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... Banking and Capital Markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance ... Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service'...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Fluent (New York, NY)
- …management + Advise on and oversee policies and procedures relating to securities law compliance and disclosure matters, including the administration of the Insider ... Advise on executive compensation programs with a view to securities law compliance + Prepare, review and negotiate contracts...a fully stocked kitchen, catered lunch, and our office manager keeps the calendar filled with activities and events.… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities ' (TDS) Governance & Control (G&C) team partners with the TDS ... Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses...managing multiple deadlines and priorities **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …Wealth (US) and TD's investment in TD Ameritrade + **Wholesale Banking** including TD Securities TD had CDN$1.3 trillion in assets on October 31, 2018. TD also ranks ... strategies for operational advancement + Generally reports to Sr. Manager or Executive role **Education & Experience:** + Undergraduate...- 10 years related experience **Who We Are** TD Securities offers a wide range of capital markets products… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... Experience with financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional area and provide… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 11 **The** **Role:** Senior Index Manager , Private Markets and Equity Indices **The Location:** New York, NY **The ... thorough research and analysis. **The Impact:** As Senior Index Manager specializing in the Private Markets and Equity market,...Index Management. + Exposure to a broad range of securities and index concepts. + Collaborate with global stakeholders… more
- Fifth Third Bank, NA (New York, NY)
- …positioning the Asset Backed Finance business along with the senior Relationship Manager representing the institution and driving and creating relationships with the ... origination, structuring, and execution of large, complex loan and securities transactions. Perform all underwriting and work with Credit...player with the ability to be a leader and manager for the sector and team on multiple transactions… more