- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (New York, NY)
- …direct communication with assigned customers, if needed by RM (relationship manager ). + Coordinate and communicate critical account information to various related ... deals and covenant in line with policies and procedures. Manager will periodically check in, however, associates can also...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Janus Henderson Investors (New York, NY)
- …CLO ETFs and their redeem / create cashflows + Assist with CLO manager due diligence, write-ups, surveillance, monitoring and risk assessment + Assist in the ... of the current CLO portfolio including risk assessments, CLO manager performance, opportunity for risk/reward optimization, relative value opportunities and… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager with $508 billion in assets under management as of December 31, ... partners *Managing SMA's in accordance with strategy guidelines and portfolio manager directives *Routing equity, ETF and mutual fund order flow *Generating… more
- BlackRock (New York, NY)
- …function is to work alongside and in support of a Senior Relationship Manager . Together they are responsible for growing relationships with BlackRock's largest and ... Responsibilities** : + Work directly with a senior relationship manager providing support on client firms. + Facilitate client...degree required. + NASD series 7, 63 and 65 securities licenses (or 66) required. + Clean compliance record… more
- MUFG (New York, NY)
- …90% Business Development & Account Management - Assist Treasury Relationship Manager partners with cultivating new business opportunities by forging close working ... and principles and ability to bring thought-leadership to Treasury Relationship Manager portfolio - Excellent verbal and written communication skills to include… more
- BMO Financial Group (New York, NY)
- …those with experience working as an Equity Research Associate, Analyst or Product Manager . + Proven track record in leading and developing high-performing teams. + ... with a collaborative approach to work. + Candidate willing to be licensed by securities regulator in the US and/or Canada (including passing FINRA Series 24 and/or… more
- MUFG (New York, NY)
- …understand the business cycles. Discuss any discrepancies or deviations with relationship manager and the team leader of CMG. + For secured transactional facilities, ... mark-to-market reports. Discuss any discrepancies or deviations with relationship manager and the team leader of CMG. + Assess...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Bank of America (New York, NY)
- …to align with current market assumptions by participating in CIO and manager updates and reviewing reports and allocation updates** **Creates analytical reports for ... background, along with other requirements governed by the US Securities and Exchange Commission ("SEC")** **Active Series 7 and...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more