- Atria Wealth Solutions (Corning, NY)
- …financial and investment vehicles in the market and the tax and securities consequences to clients with particular investments. Attends training and/or completing ... keeps current on investment products and services offered. Meets regularly with Program Manager and trains, if necessary, with Program Manager . + Drives… more
- MUFG (New York, NY)
- …Our team is committed to your success and will pair you with a mentor/ manager who will work with you to set goals, provide professional development, guidance and ... gets a top-tier mentor in addition to their actual manager . The mentor will provide goals and professional development...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wellington (New York, NY)
- …and many others. Our investment dialogue promotes collaborative discussions on securities across a range of diverse perspectives; the freedom to disagree ... The Analyst will primarily cover Global TMT working closely with the Portfolio Manager and team to generate, research, and implement investment ideas for the… more
- MUFG (New York, NY)
- …JCB business. The Finance and Planning Analyst reports to the Planning Team Manager and aggregates and reports financials that contribute to management decisions in ... matter to satisfactory conclusion, or escalating issues to the Manager or the Department Head for further action. +...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- CS Energy (Syracuse, NY)
- …projects. This position is responsible for assisting the Assistant Project Manager and Superintendent with shop drawings, submittals, scheduling of subcontractors ... MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships… more
- HSBC (New York, NY)
- …to succeed in this role: + Extensive experience in capital markets, securities services, structured finance, transaction banking and asset management + Ability to ... are required. A contingency period to obtain licensing can be provided at manager 's discretion. In compliance with applicable laws, HSBC is committed to employing… more
- MUFG (New York, NY)
- …Train and guide the junior members of the team. + Attend Relationship Manager customer meetings when appropriate. + Participate in special projects as assigned. ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …(modeling), Microsoft Word (investment memos), and Microsoft PowerPoint (presentations). + Securities Industry Essentials Exam (SIE), Series 7, Series 66 required ... **Job Family Group:** Private Client Product Services **Job Family:** Investment Manager Research **Time Type:** Full time **Primary Location:** New York New York… more
- Fifth Third Bank, NA (New York, NY)
- …(warehouse, term loan, portfolio) + Team player with the ability to be a leader and manager for the sector and team on multiple transactions at any one time + ... Securities Industry Essentials (SIE), Series 7/79/63 license required. VP/Director, Asset Backed Finance - Consumer Compensation for this position is largely… more
- Wells Fargo (Nyack, NY)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more