- Raymond James Financial, Inc. (Locust Valley, NY)
- …periodic investment managers' reviews by third party and independent investment manager searches. + Generates periodic reports on investment analyses and peer ... used in the industry. + Principles of estate planning, trusts and securities industry operations. + Financial markets and products. + Effectively managing client… more
- JPMorgan Chase (New York, NY)
- …need to work well in a team environment, be able to represent the manager /group with professional courtesy and acumen, and deliver flawless work output. This role ... focused regulatory examinations and regulatory engagements conducted by banking and securities regulators, including the OCC, FRB, FDIC, SEC, FINRA, CME, NFA,… more
- NBT Bank (Syracuse, NY)
- …present sales proposals + Knowledge of investment markets, portfolio management, securities trading and trust industry Education/Experience + Bachelors degree in ... would be working toward or have attained Accredited Fiduciary Investment Manager (AFIM) or similar designation. Physical Requirements: + Communicate effectively with… more
- Axis (New York, NY)
- …guidance to direct reports, and performing all duties of claims team manager + Recruiting, hiring, training, and retaining top talent and developing appropriate ... experience; Experience with D&O or other Financial Lines claims, securities class actions, shareholder derivative suits, government investigations, bankruptcy… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- Bank of America (New York, NY)
- …and Risk on behalf of the client to structure sound loans including securities based loans, Commercial real estate loans, Recreational real estate loans, Hedge Fund ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- Bank of America (New York, NY)
- …management principles, including exposure to Global Markets products, both derivatives and securities ; a deep understanding and knowledge of market risk measures and ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- MUFG (New York, NY)
- …be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects related to ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Aflac (New York, NY)
- …documents such as feel letters, indentures and credit agreements to ensure that securities are accurately set up. . Monitor the physical custody workflow to confirm ... external managers to address and resolve issues. . Assist primary relationship manager with external service providers and/or external managers involved in servicing… more
- TD Bank (New York, NY)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more