- TD Bank (New York, NY)
- …Reporting to the Senior Manager , Governance and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring ... + Accountability to establish, deliver and support governance processes across TD Securities . + Support the Business in the design, implementation, and sustainment… more
- Citigroup (New York, NY)
- Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent Investment Services (DAIS), and Collateral products within the Execution ... investors to enhance their portfolio returns through intrinsic value securities lending, liquidity management, and collateral optimization. Citi's key strengths… more
- Bank of America (New York, NY)
- EFR Interest Rate Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Interest-Rate-Risk- Manager \_25029516) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager ... of potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- M&T Bank (Buffalo, NY)
- …strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business ... specific disciplines above + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance… more
- Citigroup (New York, NY)
- Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent Investment Services (DAIS), and Collateral products within the Execution ... investors to enhance their portfolio returns through intrinsic value securities lending, liquidity management, and collateral optimization. Citi's key strengths… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to ... a global Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will help lead a specialized function responsible for evaluating the… more
- Trustco Bank (Albany, NY)
- …or any other characteristic protected by law. **Job Title:** Wealth Management Manager II - Investments **Reports to:** Wealth Management Assistant Vice President - ... $70,000.00 annually) **Supervisory Responsibility:** No **SUMMARY:** The Wealth Management Manager is responsible for researching, reviewing, and processing all… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933 and Securities Exchange...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working knowledge of… more
- JPMorgan Chase (Pittsford, NY)
- …your efforts will be recognized and valued. As a Chase Wealth Management Supervisory Manager in the CWM Field Supervisory team, you will lead a team responsible for ... procedures, effectively communicating changes to the team. + Develop expertise in securities rules and regulations through research and training. + Collaborate with… more