- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- TD Bank (New York, NY)
- …of Business:** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of client contact accountable to serve ... smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the central point of...record of high client satisfaction and retention) required + Securities Licensed: Series 7, 63 + 65 or 66… more
- The Brattle Group (New York, NY)
- …a privately held, global economics consulting firm, is looking for a **Senior Manager , Business Development** to join either our **Boston, New York, or San ... and function we are building. The Senior Business Development Manager (BDM) works directly with the Managing Group Leader...plan. The Senior BDM will be embedded in the Securities Group and drive brand and business development initiatives… more
- ManpowerGroup (New York, NY)
- …midtown law firm seeks a proactive and experienced Senior Litigation Paralegal/Case Manager to work with our Securities Litigation Department. Will assist ... iTimeKeep **Qualifications:** + Bachelor's degree, 5+years of litigation paralegal experience ( securities litigation) is a plus. + Experience with e-filing or… more
- JPMorgan Chase (New York, NY)
- …private banking solutions, managing client assets worth $4 trillion. As a Supervisory Manager , you will be at the forefront of guiding our Financial Advisors, ... foundations to achieve their financial aspirations. As a Supervisory Manager in Chase Wealth Management, you will lead and...to ensure alignment. + Develop and maintain expertise in securities rules and regulations to guide advisors. + Implement… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- HSBC (New York, NY)
- …Lending, Global Payments Solutions (GPS), Global Trade Solutions (GTS), Markets and Securities Services (MSS) and Investment Banking. CIB Audit team is responsible ... middle market, global network banking, etc.) + Markets and Securities Services, focused on traded markets activities covering a...Real Estate, Asset Based Lending etc. As our Audit Manager , Corporate and Institutional Banking (CIB) you will: +… more
- M&T Bank (Syracuse, NY)
- …market; designing, marketing, and implementing strategies to promote business and securities sales for assigned geographic region retails markets. Helps drive key ... in designing, marketing and implementing strategies to promote business and securities /insurance sales. + Participate in the management of sales initiatives, event… more
- M&T Bank (New York, NY)
- …specific disciplines above + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance ... including a minimum of 9 years' related experience focused on mortgage-backed securities . + Direct experience managing a bank portfolio and associated trade… more
- JPMorgan Chase (Brooklyn, NY)
- …& Investment Bank is a global leader across banking, markets, securities services, and payments. Corporations, governments, and institutions throughout the world ... within our CIB D&PS F&BM team, you will directly support the Securities Services Operations (SSOps) organization. This high-impact role involves assisting with major… more