- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Citigroup (Getzville, NY)
- The Buy-In Manager is a senior level position responsible for processing incoming and outgoing buy-ins related to failing trades and regulatory rules. This is a ... **Qualifications:** + 3-5 years of relevant experience + Experience in a securities transactions processing role + In-depth knowledge of settlement cycle concepts… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Neuberger Berman (New York, NY)
- …accounts + Working closely with investment teams to periodically review securities excluded from approved lists, securities presenting potential conflicts ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion… more
- Deloitte (New York, NY)
- …compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, you should ... Tax Services practice! What You'll Do As a Tax Manager within the Financial Services arm of our Business...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities is looking for an Senior Operations Analyst to join their Margin… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (New York, NY)
- …an understanding of P&L drivers for the firm and for the Securities Services business. + Excellent interpersonal, communication, influencing, and negotiation skills ... of legal and commercial negotiations, a plus. + Experience in the Securities Services business, a plus. JPMorganChase, one of the oldest financial institutions,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more