- Wells Fargo (Yadkinville, NC)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Fifth Third Bank, NA (Charlotte, NC)
- …(warehouse, term loan, portfolio) + Team player with the ability to be a leader and manager for the sector and team on multiple transactions at any one time + ... Securities Industry Essentials (SIE), Series 7/79/63 license required. VP/Director, Asset Backed Finance - Consumer Compensation for this position is largely… more
- Bank of America (Charlotte, NC)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- Wells Fargo (Charlotte, NC)
- …product direction, issue resolution with guidance from a more senior product manager + Support the definition of project objectives, key results, and outcomes, ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Truist (Charlotte, NC)
- …process of the Financial Accounting Standards Board ("FASB,") and United States Securities and Exchange Commission ("SEC,"), as well as the Federal Deposit Insurance ... working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience **General Description of… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Product Owner (Senior Product Manager ) to join our Agile Transformation product team within Wealth & Investment ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Coinbase (Raleigh, NC)
- …negotiation skills preferably developed within the traditional prime brokerage, securities financing, and/or derivatives sectors. A sense of curiosity, flexibility ... in the US (eg bank, e-money issuer, payment service firm, broker dealer / asset manager ) or in a law firm supporting such clients. * Strong negotiation skills and… more
- Bank of America (Charlotte, NC)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- Bank of America (Charlotte, NC)
- …auditors, and supporting change initiatives. Job expectations include maintaining securities licensing, preparing and analyzing financial reports, performing risk ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- Wells Fargo (Charlotte, NC)
- …(eg, SalesForce, Documentum, etc.) updates. + Assist the Deal Execution Team manager with the documentation process needed for evaluating and implementing process ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more