- Bank of America (Houston, TX)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- JPMorgan Chase (Plano, TX)
- …tailored to enable strategic initiatives in the Wholesale Payments, Markets and Securities Services businesses, as well as cross-business functions such as Network ... you will provide Senior Business Testing Analysis for the Securities Services Line of business, in a cross business,...manage the re-testing process. + Deputize for the Test Manager as necessary in project calls and communications with… more
- Bank of America (Mckinney, TX)
- …Solutions Advisor Stage I (FSA I)** , your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... ** Securities Industry Essentials [SIE], Series 7 and Series 66...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (Houston, TX)
- …to low-to-medium risk tasks and deliverables + Receive direction from a manager and exercise independent judgment while developing understanding of compliance and ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Fannie Mae (Plano, TX)
- …you will review and comment on underwriting and reviewing the issuance of securities to customers. You will be responsible for evaluating the impact of proposed ... * Advise on process related to issuance of the securities or other financial loans to the customer *THE...office location. In-office work cadence is determined by your manager . Proximity within a reasonable commute to your designated… more
- MUFG (Irving, TX)
- …provide more details. Reporting to an Anti-Money Laundering (AML) Operations Department Manager , the AML Operations Team Leader supervises a team of AML ... Daily Activities of the Unit:_ Assist the assigned AML Department Manager in establishing and maintaining efficient, scalable and risk-based analytical techniques… more
- Truist (Dallas, TX)
- …**Please review the following job description:** Serve as primary relationship manager for a portfolio of financially complex client relationships within the ... time to time. 1. Serve as the primary relationship manager for a portfolio of mass affluent clients. Sell,...for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7,… more
- Atria Wealth Solutions (Fort Worth, TX)
- …financial and investment vehicles in the market and the tax and securities consequences to clients with particular investments. Attends training and/or completing ... keeps current on investment products and services offered. Meets regularly with Program Manager and trains, if necessary, with Program Manager . + Drives… more
- Fifth Third Bank, NA (Dallas, TX)
- …Institutions, Real Estate Capital Markets, Corporate Trust and others. + Provide manager with monthly recap of activity and developmental needs. + Maintain currency ... underwriters. + Generate revenue at level exceeding goal determined by Sales Manager . + Make customer/prospect referrals to other corporate calling officers and… more
- Charles Schwab (Westlake, TX)
- …operational success of this local Schwab branch, under the guidance of your Client Relationship Manager and Branch Manager , both of whom you will assist to help ... is required ** + Understanding of the financial services industry and/or securities industry + 2+ years in a client service capacity **Preferred Qualifications:**… more