• Securities & Derivatives Operations

    Citigroup (Tampa, FL)
    …of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some ... Other job-related duties may be assigned as required.** **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (07/11/25)
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  • Bilingual Securities & Derivatives…

    Citigroup (Tampa, FL)
    …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... degree or equivalent experience Client Services Skills **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (08/08/25)
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  • Compliance Project Manager, OneTrust

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …used in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + CAPM or PMP ... in project management, information compliance risk management, and the securities and/or banking industry to support Information Compliance Risk Management's… more
    Raymond James Financial, Inc. (07/02/25)
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  • Compliance Manager - RJIM Communication Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... industry marketing/advertising and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures… more
    Raymond James Financial, Inc. (05/29/25)
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  • Supervisor, Deposit Operations - RJ Bank

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …in the securities industry. . Principles of banking and finance and securities industry operations . . Financial markets and products. **Skill in** . ... single function or less complex specialty work group, typically involving service, operations or administrative associates. May lead defined work or projects of… more
    Raymond James Financial, Inc. (07/08/25)
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  • Sr. Advisor, PCG Compliance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …procedures used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. **Skill in:** + ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry compliance reviews. + Rules and regulations of the … more
    Raymond James Financial, Inc. (07/23/25)
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  • Compliance Manager, Capital Markets

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and… more
    Raymond James Financial, Inc. (07/03/25)
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  • Advisor, Supervision- Dispute Resolution

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance issues involved with retail activity. + Principles of banking, finance, and securities industry operations + Rules and regulations of the ... skills obtained through experience, specialized training and/or certification in securities and/or banking industry to mitigate regulatory, litigation and reputation… more
    Raymond James Financial, Inc. (07/29/25)
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  • Senior Advisor, Supervision- Investment Advisory

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... to detect trends and possible rules violations to ensure adherence to securities industry regulations and firm expectations to limit firm liability. Responsible for… more
    Raymond James Financial, Inc. (07/15/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... trading patterns and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Works independently on difficult… more
    Raymond James Financial, Inc. (06/04/25)
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