- Citigroup (Tampa, FL)
- …of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some ... Other job-related duties may be assigned as required.** **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Tampa, FL)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... degree or equivalent experience Client Services Skills **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …used in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + CAPM or PMP ... in project management, information compliance risk management, and the securities and/or banking industry to support Information Compliance Risk Management's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... industry marketing/advertising and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. . Principles of banking and finance and securities industry operations . . Financial markets and products. **Skill in** . ... single function or less complex specialty work group, typically involving service, operations or administrative associates. May lead defined work or projects of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. **Skill in:** + ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry compliance reviews. + Rules and regulations of the … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance issues involved with retail activity. + Principles of banking, finance, and securities industry operations + Rules and regulations of the ... skills obtained through experience, specialized training and/or certification in securities and/or banking industry to mitigate regulatory, litigation and reputation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... to detect trends and possible rules violations to ensure adherence to securities industry regulations and firm expectations to limit firm liability. Responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... trading patterns and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Works independently on difficult… more