- Citigroup (Tampa, FL)
- …experience. The group manages strategic law firm relationships; partners with Operations and Technology to develop technology infrastructure needed to manage legal ... Deep experience of financial markets in at least one domain eg, Loans, Derivatives, Securities + Exposure to any of the following would be beneficial i) client… more
- MUFG (Tampa, FL)
- …technology, information security, and/or operational risk management, (includes operations , operational risk management, compliance, audit, and third-party risk ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- MyFlorida (Tallahassee, FL)
- …banks, trust companies, savings associations, credit unions, international offices, securities or finance companies, or insurance companies; Knowledge of monitoring ... techniques; Knowledge of mathematics; Ability to review, analyze and evaluate data; Ability to examine financial records; Ability to understand and apply laws, rules, regulations, policies and procedures; Ability to conduct research and prepare reports;… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with and educating other departments within Alternative Investment Group (eg, operations and marketing) in addition to direct financial advisor communication. + ... Abilities** **Knowledge of** + Financial analysis + Complex investment products and securities markets in general + MS Office applications + Bloomberg + Performance… more
- Truist (Orlando, FL)
- …to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems ... knowledge of retail brokerage and investment advisory industry rules, regulations and operations . + Strong organizational skills and the ability to multi-task are… more
- JPMorgan Chase (Miami, FL)
- …complex team-oriented and fast paced environment with advisors, product partners and operations teams to deliver a seamless and integrated approach across all ... and digital platform. **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for… more
- MUFG (Tampa, FL)
- …LRM application and understanding of frameworks such as UMM, Run Rule, Batch Operations , Data Management is a plus + Mastery of modern agile software methodologies ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more