- JPMorgan Chase (Miami, FL)
- …complex team-oriented and fast paced environment with advisors, product partners and operations teams to deliver a seamless and integrated approach across all ... and digital platform. **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for… more
- MUFG (Tampa, FL)
- …LRM application and understanding of frameworks such as UMM, Run Rule, Batch Operations , Data Management is a plus + Mastery of modern agile software methodologies ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Concepts, practices, and procedures of banking compliance and knowledge of the securities industry a plus * Rules and regulations of: Federal Reserve System; ... and financial services industry. * Principles of banking and finance industry operations . * Regulatory exams, inquiries, and internal reviews. **Advanced skill in:**… more
- MUFG (Tampa, FL)
- …and Audit exams and issues, self-identified issues, information risk control operations , maturity and enhancement initiatives). + Drive proactive risk remediation by ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …experience equally preferable. + Undergraduate degree in data analytics, statistics, operations research, data science, computer science or in a science, technology, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …provide advice on such documentation negotiation from the credit perspective . Securities /Private Client and Asset Management products and an understanding of the ... structured products, alternatives, and advisory platforms **Skill in:** . Risk operations , work processes, internal controls and banking regulations . Excellent… more
- MUFG (Tampa, FL)
- …+ Communicate with senior leadership on status and opportunities within operations workflows EDUCATION * Degree or equivalent work experience equally preferable. ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Tampa, FL)
- …and disseminate data and to drive the adoption of Cloud technologies across Securities Services to ensure we deliver our services upon stable and scalable ... and Regulatory Lead role will ensure alignment within Technology, Product and Operations , to achieve the overall objectives of the Data Platform Modernization in… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every region of the world and every sector that shapes your daily life, our Operations & Technology teams are charged with a mission that rivals any large tech… more