- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of:** + Principles of banking, finance, and securities industry operations . + Financial markets, and products, specifically ... position setup, pre-trade suitability review, and other administrative duties related to operations and trading support for the RJ SI platform. + Evaluates… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …future.** **Knowledge of** + Basic principles of banking and finance and securities industry operations . + Functional, operational and technical requirements of ... solutions. + Assists with special projects, and involvement in day to day operations , as required. + Performs other duties and responsibilities as assigned Please… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sufficient to act in a sponsorship role. + Principles of finance and securities industry operations . + Financial markets and products. + Performance management. ... Series 4, 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be qualified to register as an Operations Professional (Series 99) without passing the examination. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. * Financial advisors' ... all organizational levels, and with all levels of expertise in the securities industry, to accomplish objectives. * Effectively address concerns or challenging… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and financial services industry practices + Principles of banking and finance and securities industry operations **Skill in** + Team leadership, coaching, and ... field and a minimum of 6 years' experience in compliance in the securities or banking industry with a focus on anti-fraud/anti-money laundering activities. + ~OR… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as assigned. **Knowledge of** + Principles of banking, finance, and securities industry operations . + Fundamental concepts, principles, and practices ... of the securities industry and asset management products. + Principles of...asset management products. + Principles of finance and broker/dealer operations . + Financial markets and products. + Portfolio construction,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Principles of banking and finance and securities industry operations . + Micro and Macroeconomics and their impact on ... OneNote) **Skill in** + Principles of banking and finance and securities industry operations . + Micro and Macroeconomics and their impact on investment… more
- Citigroup (Tampa, FL)
- …and recommend strategic decisions based off in-depth comprehension of how the Securities Derivatives Operations team interacts with others business unites in ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets, products, financial advisory function ... and investment process. **Skill in** + Personal trust and estate administration. + Strong interpersonal and leadership skills to provide a high level of customer service. + Cultivating and maintaining effective working relationships at all levels of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …federal and state courts. * Advanced principles of banking and finance and securities industry operations . * Advanced financial markets and products. **Skill ... and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will… more
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