- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices and procedures of securities industry compliance. + Rules and regulations of the Securities ... Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies, specifically FINRA 2241 and SEA - Section 5,… more
- MUFG (Tampa, FL)
- …team will provide more details. **Job Description** Reporting to the ACH Operations Manager (VP), the Payments Analyst is responsible for supporting origination and ... commercial partners. Establish rapport and drive supportive initiatives with internal operations partners to enforce processing workflows and establish any gaps or… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. **Job Summary:** The Operations & Analytics - Global Internal Audit Americas (GIA) - AVP role will report ... within GIA Strategy, Operations , Analytics and Reporting group and will be responsible...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. **Syndicated Loan Operations Analyst** The Loans Analyst will be responsible for servicing a Syndicated ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …initiative * Excellent interpersonal skills * Exceptional understanding of business operations and procedures * Strong research, organizational, and planning skills ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …market conventions for managing products across Syndicated & Commercial Lending Operations * Management experience preferred * Comfortable interacting with senior ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …+ High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience, ... education, and/or training as approved by Human Resources. **Licenses/Certifications** + None **Language Requirement** + Spanish (advanced) more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …organization including the FI Business Unit Risk Manager, Compliance, Legal, Operations and Risk Management departments. * Performs other duties and responsibilities ... as assigned. **Knowledge, Skills, and Abilities** Knowledge of: * Securities trading, Rules and regulations of the Securities Exchange Commission (SEC), and… more
- Truist (Orlando, FL)
- …Supervisor will work closely with Truist Private Financial Advisors, CSAs, Regional Operations Managers and Complex Managers. The individual will be a member of ... with those of a retail broker/dealer and RIA supervising principal in the securities industry. The supervisory functions mainly focus on the review and acceptance of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …products. Will communicate regularly with outside fund managers, analyze fund operations , and prepare written reports based on analysis performed. Collaborate with ... Raymond James Alternative Investments Group (AIG) Operations and Due Diligence teams to obtain information needed from fund sponsors. Guidance is provided to perform… more
Recent Jobs
-
CT Technologist - Radiology Technologist - Weekend
- HCA Healthcare (Arlington, TX)