- TD Bank (Lake Mary, FL)
- …Mary, Florida, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $55,000 - $65,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Preferred Qualifications: Global Operations and Business Services employees bring diverse talents and experiences… more
- JPMorgan Chase (Tampa, FL)
- …a diverse background and experiences in several cyber security and technology operations and the development of corresponding control systems. You must possess ... expertise in the technology processes or domains that support the Securities Services business and perform independent risk assessments on specific technologies… more
- Thrivent Financial (Tallahassee, FL)
- …serves as a resource to established Financial Advisors and supports the daily operations of the practice, including, but not limited to utilizing Thrivent computer ... client relations and planning activities. The person in this role supports securities and insurance-related tasks and other administrative tasks as assigned. In… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... required). + Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a rapport with clients; utilizes Salesforce regularly for… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... required). + Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a rapport with clients; utilizes Salesforce regularly for… more
- Robert Half Legal (Fort Lauderdale, FL)
- Description We are looking for a skilled Attorney with expertise in corporate finance, securities , and mergers and acquisitions to join our team on a contract basis. ... transactions, regulatory filings, and legal processes critical to business operations . Responsibilities: * Provide legal support for corporate finance initiatives,… more
- JPMorgan Chase (Tampa, FL)
- …our operations . **Job** **responsibilities** + Manage cash payment and securities settlement and monitoring/approval functions that affect and control credit and ... Associate II** **Job summary** As a **Payment Lifecycle Associate II** within Payments Operations , you will play a pivotal role in enhancing our payment … more
- USAA (Tampa, FL)
- …resources and systems. Implements changes to promote efficient and effective operations . Assists in the developing of programs to maximize effectiveness of ... Retirement Income areas. + Implements changes to promote efficient and effective operations within Health, Life or Retirement Income. + Identifies, develops, and… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The Securities & Derivatives Sr Manager is a senior...trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trends, trading patterns and possible rules violations and ensure adherence to securities industry regulations and limit firm liability. Conduct internal reviews to ... area, and ability to interpret laws and regulations in light of operations . Ensures all external regulatory frameworks are complied with within reasonable risk… more