- Raymond James Financial, Inc. (St. Petersburg, FL)
- …well as formal and informal training and coaching. **Knowledge of:** + Securities industry related to job responsibilities, department and division. + Products ... making. + Uses an understanding of numerical concepts to perform mathematical operations such as report analysis with guidance (but not constant supervision). +… more
- Bank of America (Jacksonville, FL)
- …support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives, and over-the-counter ... Know Your Customer/Client Due Diligence (KYC/CDD) is part of the Global Operations organization and is responsible for client AML/KYC refresh globally. The team… more
- Bank of America (Tampa, FL)
- …engagement and penetration * Partners and collaborates with Underwriting, Risk, Operations , and Portfolio Management to deliver a seamless client experience * ... * Ability to structure loans to UHNW clients secured by commercial real estate, securities , artwork, hedge funds, yachts, as well as unsecured loans * BS degree /… more
- MyFlorida (Tallahassee, FL)
- …cases under state and federal antitrust laws, Florida False Claims Act, Florida securities law, Civil Racketeering and as needed civil complex enforcement of the ... Florida Consumer Protection Act. The Division's caseload includes cutting-edge and high-profile matters that receive national attention. The Division collaborates with the US Department of Justice, the Federal Trade Commission, other state attorneys general… more
- Citigroup (Tampa, FL)
- …and develops the effective successor. Full management responsibility of an Operations department, including management of people, budget and planning. Provides ... of Transactional Life Cycles, Reference Data Management and Settlement process of Securities . + Proactive and able to work on own initiative. Flexibility. Good… more
- RELX INC (Boca Raton, FL)
- …accounting firms. About the role As part of the Intelligize Sales Operations Team, the Solution Consultant is responsible for cultivating and maintaining excellent ... MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the securities industry and asset management products. * Broker/dealer operations . **Skill in:** * Identifying the needs of customers through effective ... questioning and listening techniques. * Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment. * Preparing and delivering clear, convincing and professional sales presentations… more
- MUFG (Tampa, FL)
- …data is accurate, up-to-date, and fit for purpose, supporting ITAM operations and strategic decision-making. + Develop, implement, and maintain processes for ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …configuration, deployment and the delivery of AWS services, oversee day to day operations and play a pivotal role in supporting and optimizing our web applications. ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and internal change management campaigns, partnering with legal, compliance, technology, operations and other key business areas to ensure communications align with ... and related content + Investment concepts, practices and procedures used in the securities industry + Financial markets and products + Microsoft Outlook suite +… more