- Raymond James Financial, Inc. (Trenton, NJ)
- …reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... system software and hardware security controls, access controls, computer operations , physical and environmental controls, and backup and recovery procedures.… more
- TD Bank (Mount Laurel, NJ)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- MUFG (Jersey City, NJ)
- …response, interfacing with internal stakeholders, SMEs, and the Global Security Operations Center (GSOC) to ensure timely and effective resolution of reported ... new team members. + Process Optimization + Align ECO operations with internal procedures and stakeholder workflows. + Partner...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Jersey City, NJ)
- …and Response Engineer you will occupy a crucial position in our Security Operations center, with your primary focus centered on conceiving, refining and implementing ... teams, including Threat Intelligence, Incident Response, Forensics and Security Operations to collaboratively craft custom security use cases founded on… more
- MUFG (Jersey City, NJ)
- …shell scripts, tests, and infrastructure automation capabilities necessary for daily operations and custom processes. + Management of the technology and processes ... with the UEBA and SOAR technology. + Support security operations and other security partners in remediation or mitigation...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Cardinal Health (Trenton, NJ)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Legal Management provides strategic oversight, leadership and direction… more
- BlackRock (Princeton, NJ)
- …investment management experience preferred, particularly exposure to private placements, financial securities , and limited offerings. + Basic knowledge of open- and ... closed-end fund operations and structures. + Strong understanding of business ...operations and structures. + Strong understanding of business operations , financial principles, and legal frameworks related to investment… more
- Coinbase (Trenton, NJ)
- …support. We collaborate directly with senior leaders across Product, Engineering, and Operations to provide the insights and frameworks that guide Coinbase's most ... models to evaluate new initiatives (eg, new custody features, tokenized securities , or derivatives products) and guide resource allocation. * Lead forecasting,… more
- MetLife (Whippany, NJ)
- …Professional certification (eg CIA, CPA) * Basic knowledge of middle/back-office operations , investment products (eg, fixed income securities ), SEC/FINRA ... MetLife Investment Management (MIM), which includes front and middle office operations and Investments compliance for affiliated and third-party clients. We are… more