- TD Bank (New York, NY)
- …**Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and Securities Testing provides thought leadership into the ... + In-depth knowledge of laws rules and regulations applicable to commercial, securities and operations businesses/function and products + Strong management… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Securities Services Operations Business Management team as a high-performing Vice President , playing a key role in the successful delivery and ... strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership Teams to provide outstanding… more
- Citigroup (Getzville, NY)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- TD Bank (New York, NY)
- …information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax Operations Analysts manage daily and periodic processes to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $70,000 - $80,000 USD TD is committed to providing fair… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Unity Technologies (New York, NY)
- …on M&A or investment transactions, as applicable. + Manage the corporate securities and equity operations team. + Efficiently manage outside counsel ... Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role,...advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,… more
- Wells Fargo (New York, NY)
- …military experience, education + 7+ years of experience in capital markets, securities , investment banking, securities operations , financial services or ... collaboratively with members of various CIB business units, Finance, Risk, CIB Operations , and other teams to identify, articulate, and deliver solutions that enable… more
- Raymond James Financial, Inc. (New York, NY)
- …used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. + Financial analysis ... and FA practices, business valuation methods and modeling may be required. + Securities rules and regulations in order to conduct proper due diligence analysis of… more
- JPMorgan Chase (Brooklyn, NY)
- …within our CIB D&PS F&BM team, you will directly support the Securities Services Operations (SSOps) organization. This high-impact role involves assisting ... & Investment Bank is a global leader across banking, markets, securities services, and payments. Corporations, governments, and institutions throughout the world… more
- Raymond James Financial, Inc. (New York, NY)
- …the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets, products, financial advisory function ... and investment process. + Broad knowledge of Finance and Accounting. + Basic management and supervisory principles. **Skill in** + Excellent interpersonal and leadership skills to provide a high level of customer service. + Cultivating and maintaining… more