• Compliance Director, Commercial, Operations

    TD Bank (New York, NY)
    …**Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and Securities Testing provides thought leadership into the ... + In-depth knowledge of laws rules and regulations applicable to commercial, securities and operations businesses/function and products + Strong management… more
    TD Bank (08/19/25)
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  • Securities Services Business Manager - Vice…

    JPMorgan Chase (Brooklyn, NY)
    Join the Securities Services Operations Business Management team as a high-performing Vice President , playing a key role in the successful delivery and ... strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership Teams to provide outstanding… more
    JPMorgan Chase (08/08/25)
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  • Securities and Derivatives Associate…

    Citigroup (Getzville, NY)
    …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
    Citigroup (08/16/25)
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  • TDS Tax Operations Analyst

    TD Bank (New York, NY)
    …information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax Operations Analysts manage daily and periodic processes to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $70,000 - $80,000 USD TD is committed to providing fair… more
    TD Bank (07/10/25)
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  • Principal Auditor (Experienced Senior Auditor),…

    Capital One (New York, NY)
    …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
    Capital One (06/01/25)
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  • Vice President, Corporate Legal

    Unity Technologies (New York, NY)
    …on M&A or investment transactions, as applicable. + Manage the corporate securities and equity operations team. + Efficiently manage outside counsel ... Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role,...advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,… more
    Unity Technologies (06/11/25)
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  • Corporate and Investment Banking (CIB) Senior Lead…

    Wells Fargo (New York, NY)
    …military experience, education + 7+ years of experience in capital markets, securities , investment banking, securities operations , financial services or ... collaboratively with members of various CIB business units, Finance, Risk, CIB Operations , and other teams to identify, articulate, and deliver solutions that enable… more
    Wells Fargo (08/14/25)
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  • Business Development Consultant

    Raymond James Financial, Inc. (New York, NY)
    …used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. + Financial analysis ... and FA practices, business valuation methods and modeling may be required. + Securities rules and regulations in order to conduct proper due diligence analysis of… more
    Raymond James Financial, Inc. (08/13/25)
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  • Business Manager - Senior Associate

    JPMorgan Chase (Brooklyn, NY)
    …within our CIB D&PS F&BM team, you will directly support the Securities Services Operations (SSOps) organization. This high-impact role involves assisting ... & Investment Bank is a global leader across banking, markets, securities services, and payments. Corporations, governments, and institutions throughout the world… more
    JPMorgan Chase (07/12/25)
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  • Trust Consultant - External Sales

    Raymond James Financial, Inc. (New York, NY)
    …the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets, products, financial advisory function ... and investment process. + Broad knowledge of Finance and Accounting. + Basic management and supervisory principles. **Skill in** + Excellent interpersonal and leadership skills to provide a high level of customer service. + Cultivating and maintaining… more
    Raymond James Financial, Inc. (07/26/25)
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