- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Securities Operations Analyst - TRADE/Finance to join their team. As a ... Securities Operations Analyst - TRADE/Finance, you will be part of the Securities Operations department supporting trade and financial activities. The… more
- JPMorgan Chase (New York, NY)
- …+ Analyze and assess the impact of legal and regulatory developments on Securities Services operations and client offerings + Support new business initiatives, ... for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Securities Services Operations Business Management team as a high-performing Vice President , playing a key role in the successful delivery and ... strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership Teams to provide outstanding… more
- Raymond James Financial, Inc. (New York, NY)
- …used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. **Advanced Skill in:** ... Compliance team, you will serve as a subject matter expert on securities industry regulations and firm policies, ensuring adherence while enabling business growth.… more
- Unity Technologies (New York, NY)
- …on M&A or investment transactions, as applicable. + Manage the corporate securities and equity operations team. + Efficiently manage outside counsel ... Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role,...advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,… more
- Intercontinental Exchange (ICE) (New York, NY)
- …Committee; initiate delistings for cause; coordinate delistings with corporate communications, securities operations , market watch and client service. + Maintain ... in a timely manner. + Review and analyze periodic reports filed with the Securities and Exchange Commission and other documents to ascertain compliance with NYSE and… more
- SMBC (White Plains, NY)
- …Description** The Securities unit is a part of the Treasury Operations group within BCDAD and is responsible for the confirmation, settlement, clearance and ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...policies, and procedures are followed as they relate to operations + Assists staff to ensure payment processing is… more
- SMBC (New York, NY)
- …compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. ... to communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability...to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and build… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **About TD Securities -** **Global Transaction Banking** TD Securities ...is one of the world's leading wholesale banks with operations spread across 31 cities globally. TDS is a… more