- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TEKsystems (New York, NY)
- …(KYC) + Suspicious Activity Reporting (SAR) + Credit Risk + Wealth Management / Securities + Operational Risk Management (ORM) + Finance / Treasury + SOX / ICFR ... Responsibilities + Plan and execute internal audits across banking and financial operations , with emphasis on AML compliance and regulatory adherence. + Evaluate… more
- CS Energy (Albany, NY)
- …leads several project teams and works in partnership with our Project Operations and Field Management to foster great client relationships, develop our employees, ... subcontractor change orders management, risk identification and mitigation + Lead all Operations , Engineering and Procurement huddles. + Track all actions on Project… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. We enable clients ... and is responsible for the development of best-in-class technology platforms for Operations , including development of an integrated portfolio of Operations … more
- BMO Financial Group (New York, NY)
- …aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs. + Consult on new products, services and automated ... handling, and Market Access. + Strong knowledge of applicable securities laws, rules and regulations with the ability to...+ Skilled knowledge of regulatory/ compliance requirements and the operations of a single client group. + Experience at… more
- PNC (New York, NY)
- …billion in fixed income assets and derivative products within PNC Bank's investment securities portfolio. The CIO Office's expertise is often required on a range of ... evaluating proposed regulatory rule changes and their impact on CIO Office operations , review and maintenance CIO Office policy and governance documentation, and… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations and Front Offices. The overall objective of this role is to assist… more
- Bank of America (New York, NY)
- …job is responsible for providing advanced end-to-end operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... of Equities businesses. This individual will partner closely with broader Global Operations and Global Markets teams to deliver operational support and ensure key… more
- TD Bank (New York, NY)
- …inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting, and sales and trading, and prepare ... well as present sound solutions taking into account Bank operations and culture + Strong organizational and time management...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Wells Fargo (New York, NY)
- …to the delivery of lending products + Lead support functions or operations for multiple business groups and contribute to large-scale strategic initiatives that ... and presentation materials and support relationship management with CIB Lending Operations , including preparation for joint meetings + Ensure efficiency, quality,… more