- MUFG (New York, NY)
- …working with a team and a strong communicator + Work closely with operations , support, technology to ensure systems and activity operates safely, diligently focused ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Wells Fargo (New York, NY)
- …of stakeholders from across the counterparty lifecycle, including front office, operations , legal, and credit underwriters and approvers. + Experience and comfort ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- MUFG (New York, NY)
- …billing and pricing with key stakeholders. Respond to questions and requests from Operations , Technology, TB Service and TB Sales. Serve as an escalation point for ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- CS Energy (Albany, NY)
- The Superintendent works alongside Project Operations and Field Management to foster great client relationships, develop our employees, and oversee the construction ... MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships… more
- New York State Civil Service (Albany, NY)
- …complex investment portfolio that includes equities (common stocks), fixed income securities , and alternative investments (eg, private credit, private equity, real ... and the Bloomberg terminal.* Assist the Investment Accounting Unit by supporting operations and completing projects.* Interact with, and learn from, staff within… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. We enable clients ... critical component. Successful candidate will partner with SMEs across business, Operations , Finance, and Technology functions and transformation leads to develop… more
- Citigroup (New York, NY)
- …senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal, Operations ) and external partners (Investors, External Counsel) to guide clients through ... clients, capital markets products, derivatives, credit, cash management, trade, finance and securities products + Series 7, 79 and 63 preferred **Education:** +… more
- MUFG (New York, NY)
- …and Credit), Finance and Regulatory Reporting, Static and Reference teams, Regulatory Operations and consolidate them in a centralized place + Assist Data Management ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... They should be able to specify and partner with technology and operations teams to remove operational inefficiencies and increase straight through processing. The… more
- Citigroup (New York, NY)
- …and fund financing products. + Applying deep expertise in securities laws, broker-dealer regulations, swaps regulations, margin requirements, security interests, ... and insolvency law to ensure compliant and strategic business operations . + Skillfully negotiating, drafting, and analyzing complex transaction agreements, ensuring… more