- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... They should be able to specify and partner with technology and operations teams to remove operational inefficiencies and increase straight through processing. The… more
- Citigroup (New York, NY)
- …and fund financing products. + Applying deep expertise in securities laws, broker-dealer regulations, swaps regulations, margin requirements, security interests, ... and insolvency law to ensure compliant and strategic business operations . + Skillfully negotiating, drafting, and analyzing complex transaction agreements, ensuring… more
- CIBC (New York, NY)
- …products, including but not limited to Fixed Income, Margin Lending, Securities Lending, Options, Futures, and Derivatives. Familiarity with Treasury operations ... and financial instruments is essential. + **Analytical Skills:** Ability to analyze complex financial data and assess the implications on accounting and reporting, ensuring accuracy and integrity in financial statements. + **Multi-Perspective Analysis:**… more
- Scotiabank (New York, NY)
- …+ Collaborate with internal teams (Capital Introductions, FRM, Trading, Risk, Operations ) to structure competitive and profitable solutions. + Track allocation of ... and/or any other relevant Regulatory Agencies + 12+ years of experience in securities financing related roles with an in-depth knowledge of financing products and… more
- JPMorgan Chase (New York, NY)
- …and fast-paced environment, you'll partner with advisors, product teams, and operations to deliver a seamless and integrated experience for participants and ... 5+ years of experience in the equity plan or workplace industry. + FINRA Securities Industry Essentials, Series 7, and Series 63 licenses required for the position;… more
- Wellington (New York, NY)
- …engagement and regulatory examinations + Collaborating with Compliance, Client teams, and Operations to ensure legal and regulatory risk is appropriately managed in ... Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Securities Exchange Act of 1934 + Experience with legal support of Wealth initiatives… more
- JPMorgan Chase (New York, NY)
- …regulatory, and other lawyers, as well as compliance, risk, conflicts, and operations partners. If you possess intellectual curiosity and a passion for promoting ... Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related… more
- KeyBank (NY)
- …business policies and procedures are consistent with current applicable banking and securities rules, regulations, and laws. - Respond to internal and external ... knowledge of the various processes involved in Front and Back Office operations relating to the Business Banking business and the various challenges associated… more
- JPMorgan Chase (New York, NY)
- …risks. The role involves close interaction with Highbridge's co-CIOs, Traders, Operations and Engineering teams to ensure robust risk controls and insightful ... trading, investing, and capital markets, with the ability to comprehend complex securities and investment strategies as well as the relationship between different… more
- City of New York (New York, NY)
- …and Maintenance, Construction, Land Use and Environmental, Financial (including insurance, securities , and Federal funding), and Corporate Law. In addition, this ... Preservation and Development, the Department of Buildings, the Mayor's Office of Operations , the Mayor's Office of Contract Services, and the Conflict of Interest… more