• Associate, Broker-Dealer Private Side Compliance…

    SMBC (New York, NY)
    …compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. ... to communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability...to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and build… more
    SMBC (07/15/25)
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  • Wealth Management Operations Manager

    NBT Bank (Norwich, NY)
    …Job Characteristics and Requirements: This position requires an understanding of the operations function, securities movement and controls unique to the trust ... and recommends new methods and procedures to make daily operations more efficient. Acts as a the senior ...operations more efficient. Acts as a the senior operations person (within Trust Operations ) with regard… more
    NBT Bank (07/30/25)
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  • Agency Securities - Financing Trading…

    JPMorgan Chase (New York, NY)
    **Posting Description** The Agency Securities Lending Fixed Income Trader is responsible for trading a variety of government and credit securities across the ... and internal teams to drive performance and support JPMorgan's broader securities financing strategic objectives. **Job Responsibilities** + Execute and manage fixed… more
    JPMorgan Chase (07/16/25)
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  • Vice President - Process Engineer, Transaction…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** **About TD Securities ** Toronto-Dominion Bank (TD Bank Group) is a Canadian multinational financial… more
    TD Bank (08/08/25)
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  • Securities & Derivatives Senior Manager…

    Citigroup (Getzville, NY)
    …solutions and cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations processes + ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (06/26/25)
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  • Securities & Derivatives Intermediate…

    Citigroup (Getzville, NY)
    …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
    Citigroup (07/12/25)
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  • Vice President, Ratings Advisory - TD…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
    TD Bank (07/29/25)
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  • Securities &Derivatives Intermediate…

    Citigroup (Getzville, NY)
    …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The Securities & Derivatives Associate Analyst is responsible for...will need to effectively interact with the front office, operations , relationship managers and external clients. Analyst is expected… more
    Citigroup (08/08/25)
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  • Securities Services - Client Solutions…

    JPMorgan Chase (Brooklyn, NY)
    …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... **Required qualifications, capabilities, and skills** + Working knowledge of multiple Securities Services products such as Custody, Fund Accounting, Fund Admin,… more
    JPMorgan Chase (08/08/25)
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  • Director - CIB Credit, TD Securities

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
    TD Bank (07/30/25)
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