- SMBC (New York, NY)
- …compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. ... to communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability...to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and build… more
- SMBC (White Plains, NY)
- …Description** The Securities unit is a part of the Treasury Operations group within BCDAD and is responsible for the confirmation, settlement, clearance and ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...policies, and procedures are followed as they relate to operations + Assists staff to ensure payment processing is… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- Scotiabank (New York, NY)
- Associate, Securities Borrowing and Lending **Requisition ID:** 245206 **Salary Range:** 155,000.00 - 185,000.00 _Please note that the Salary Range shown is a ... Associate to join our Prime Services team in a role focused on **US Securities Lending** . This position offers a unique opportunity to gain hands-on experience in… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **About TD Securities -** **Global Transaction Banking** TD Securities ...is one of the world's leading wholesale banks with operations spread across 31 cities globally. TDS is a… more
- JPMorgan Chase (Brooklyn, NY)
- …adoption of the strategic source of record for Wealth Management Securities Reference Data-including Instrument, Pricing, Classification, and Issuer data. You will ... between Business and Technology, driving strategy, support, and adoption for Securities Reference Data, with a primary focus on Classification. **Job… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to corporate, ... New York, Toronto, Montreal, Calgary, Vancouver, London, Singapore and Tokyo. At TD Securities , the Investment Banking Credit function is an integral part of the… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $300,000 - $300,000 USD TD is committed to providing fair ... the Electronic Trading desk within Global Markets at TD Securities in New York. The Director Sales and Trading...**Depth & Scope:** + Liaises with the Banks other operations in New York to assist in meeting the… more