- Wells Fargo (New York, NY)
- …and provide regular status updates to Sales, clients, the Negotiation Team and Operations + Submit requests (via COBAM) for all account opening / new client ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Wells Fargo (New York, NY)
- …(Coherence/Ignite) + 5+ years of experience working with derivatives and securities products in any of the following areas: technology, finance, regulatory ... reporting, risk, middle office or operations + 5+ years of pricing or risk systems in development experience, familiarity with Calypso + Advanced Microsoft Excel… more
- CS Energy (Albany, NY)
- The Assistant Project Manager leads work alongside our Project Operations and Field Management to foster great client relationships, develop our employees, and ... MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships… more
- Citigroup (New York, NY)
- …complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adheres to all policies and procedures as defined by your role… more
- TD Bank (New York, NY)
- …front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by working closely with ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Citigroup (Getzville, NY)
- …provider** , including data governance for the "CTI" data domain for all Cash, Securities & Funding. + Identifies and designates SORs and ARs and specify which SOR ... enterprise-level and domain-level teams to ensure smooth data management operations . + **Coordinate execution and solutioning** for end-to-end processes related… more
- Wells Fargo (New York, NY)
- …following: business analysis, project management, change management, implementation, business operations or strategic planning within Corporate & Investment Banking ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... to several lines of business and is uniquely positioned within Global Markets Operations to influence front to back operational processes, improve controls and drive… more
- MUFG (New York, NY)
- …+ On-board clients in coordination with the firm's credit, legal, compliance, and operations teams + Mentor and develop junior salespeople **Requirements** : + 5+ ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions + Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to ... of Equities, Electronic Trading, Equity Research, Financing and Balance Sheet, Securities Lending and Swaps + Knowledge of Regulatory guidelines that pertain… more