- Warner Music Group (New York, NY)
- …including technology, mergers and acquisitions (M&A), real estate, securities , compliance, employment and benefits, records management, trademark, litigation, ... across the company, including Corporate Development, Finance, People, A&R, Marketing, Operations and Technology, to ensure alignment and support throughout the M&A… more
- MUFG (New York, NY)
- …inquiries. + Participate in Optimization activity to improve accuracy and efficiency of operations and prepare and update operation manuals and procedures, if any. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Raymond James Financial, Inc. (New York, NY)
- …* Concepts, practices, and procedures of banking compliance and knowledge of the securities industry a plus * Rules and regulations of: Federal Reserve System; ... and financial services industry. * Principles of banking and finance industry operations . * Regulatory exams, inquiries, and internal reviews. **Advanced skill in:**… more
- Wells Fargo (New York, NY)
- …and existing business challenges + Lead strategic engagement with CIB Lending Operations to ensure consistency for clients across current portfolios and new ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- MUFG (New York, NY)
- …telephone, and live conference call support. + Collaborate with business partners and operations teams to resolve critical client issues. + Monitor and record daily ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- TD Bank (New York, NY)
- …to provide expert advice and counsel in system planning, performance, integration, operations and development. **Depth & Scope:** + Manages the development, delivery ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- KeyBank (NY)
- …business policies and procedures are consistent with current applicable banking and securities rules, regulations, and laws. - Respond to internal and external ... knowledge of the various processes involved in Front and Back Office operations relating to the Business Banking business and the various challenges associated… more
- Raymond James Financial, Inc. (New York, NY)
- …provide advice on such documentation negotiation from the credit perspective . Securities /Private Client and Asset Management products and an understanding of the ... structured products, alternatives, and advisory platforms **Skill in:** . Risk operations , work processes, internal controls and banking regulations . Excellent… more
- MUFG (New York, NY)
- …and external sources + Oversight of facility closing procedures including both operations and documentation **Client Solutions:** + Work within the deal team ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more