- MUFG (New York, NY)
- …telephone, and live conference call support. + Collaborate with business partners and operations teams to resolve critical client issues. + Monitor and record daily ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- TD Bank (New York, NY)
- …to provide expert advice and counsel in system planning, performance, integration, operations and development. **Depth & Scope:** + Manages the development, delivery ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- KeyBank (NY)
- …business policies and procedures are consistent with current applicable banking and securities rules, regulations, and laws. - Respond to internal and external ... knowledge of the various processes involved in Front and Back Office operations relating to the Business Banking business and the various challenges associated… more
- Raymond James Financial, Inc. (New York, NY)
- …provide advice on such documentation negotiation from the credit perspective . Securities /Private Client and Asset Management products and an understanding of the ... structured products, alternatives, and advisory platforms **Skill in:** . Risk operations , work processes, internal controls and banking regulations . Excellent… more
- MUFG (New York, NY)
- …and external sources + Oversight of facility closing procedures including both operations and documentation **Client Solutions:** + Work within the deal team ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Aflac (New York, NY)
- …Compliance, GI Data Management (Japan), Investment Accounting, Tax, Treasury, Trade Operations and Information Technology globally. Key Responsibilities + Work in ... Loans, Real Estate Debt, Structured Private Credit, CLOs, Asset Backed Securities , etc), Private Equity, and Derivatives with demonstrated experience to support… more
- Bloomberg (New York, NY)
- …our customers and employees alike. Our team comprises several key pillars: sales, service, operations , culture and brand. As a department, we are united by a common ... they need it, in the format they prefer. Out of the millions of securities that exist, most are thinly traded and difficult to price. Historically, subjective broker… more
- CS Energy (Rochester, NY)
- …all aspects of the HASP. + Ensures all environmental, health and safety operations and policies comply with the applicable government, program, contract and task ... MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships… more
- KeyBank (NY)
- …risk programs to ensure consistency with current applicable banking and securities rules, regulations, and laws. + Develop and maintain strong, collaborative ... techniques. + Practical working knowledge of financial services compliance and operations including the related rules and regulations of the financial services… more
- Janus Henderson Investors (New York, NY)
- …and market benchmarks. + Coordination: Work closely with portfolio management, operations , and transaction management teams to ensure successful execution of trading ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more