- Citigroup (New York, NY)
- …and lending across products including corporate, asset-backed and mortgage-backed securities , collateralized loan obligations and derivative instruments. SP F&S also ... closely with business heads and relevant stakeholders on ongoing business operations and deploying new business strategies. + Drive administrative, operational,… more
- JPMorgan Chase (New York, NY)
- …and fast-paced environment, you'll partner with advisors, product teams, and operations to deliver a seamless and integrated experience for participants and ... 5+ years of experience in the equity plan or workplace industry. + FINRA Securities Industry Essentials, Series 7, and Series 63 licenses required for the position;… more
- Mizuho Corporate Bank (New York, NY)
- …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The selected ... culture. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). Knowledge of regulatory… more
- DoorDash (New York, NY)
- …provide legal guidance and assist with administration of DoorDash's business operations , corporate structure, and transactions. This role reports into the Director, ... integration matters + Advise on legal and regulatory issues related to securities law, antitrust, data privacy, and other compliance matters that may impact… more
- JPMorgan Chase (New York, NY)
- …regulatory, and other lawyers, as well as compliance, risk, conflicts, and operations partners. If you possess intellectual curiosity and a passion for promoting ... Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related… more
- JPMorgan Chase (Brooklyn, NY)
- …the collateral infrastructure for both firm and client obligations across securities financing and derivatives transactions. As a Collateral Eligibility Business ... + Understanding of how to navigate various LOBs and comprehend the operations of our clients (sell-side and buy-side firms) **Preferred qualifications, capabilities,… more
- JPMorgan Chase (New York, NY)
- …using data-driven analysis. **Required Qualifications, Capabilities, and Skills** + Rates ( Securities and/or Derivatives) knowledge and experience is a must. + ... gaps. + Understanding of Sales/trader workflows and applications used in daily operations . + Ability to drive prioritization, budget and implement plans for… more
- MUFG (New York, NY)
- …reviews. + A **ssisting the Head of Global Sanctions Advisory with day-to-day operations ** of the program and new or emerging areas of programmatic needs. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (New York, NY)
- …the day-to-day incident horizon scanning for any threats that could disrupt bank operations + Lead tabletop exercises with key stakeholders to validate our incident ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- TD Bank (New York, NY)
- …in the Global Control Room, change management, project management and operations . + People leadership and management experience focused on talent development ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more