- Citigroup (Getzville, NY)
- …Education: * Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and ... Derivatives Processing **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $55,440.00 - $77,360.00 In addition to salary, Citi's offerings may also include, for eligible employees,… more
- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... risk and control groups, audit, compliance, implementation, investor relations and operations + Ensure adherence to control framework including prescribed policies… more
- TD Bank (New York, NY)
- …expertise in the surveillance y, change management, project management and operations . + People leadership and management experience focused on talent development ... experience + 5-7 Years of related experience (in Compliance) **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Raymond James Financial, Inc. (New York, NY)
- …topologies, and technologies. + Principles of banking and finance and securities industry operations . **Skill in:** + Using technical/professional knowledge ... and interpersonal skills to obtain others' commitment to ideas, services, or products. + Strong project and time management skills. + Business and product development, strategic planning, direct client interaction and communication, training and staff… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …procedures used in the industry. + Principles of estate planning, trusts and securities industry operations . + Financial markets and products. + Effectively ... managing client relationships. + Strategic planning as part of client retention focus. + Gathering and compiling information and data. + Preparing and delivering written and oral presentations. + Operating standard office equipment and using required software… more
- Truist (New York, NY)
- …identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements ... (ie Risk control self-assessments, issues management). 3. Assist business line leadership with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance to the… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is committed to providing fair ... for this role. **Job Description:** Preferred Qualifications: **Company Overview** TD Securities provides a wide range of capital market products and services… more
- Mizuho Corporate Bank (New York, NY)
- …businesses, products, and functions including banking and underwriting businesses, securities markets, legal, compliance, risk management, operations , treasury, ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the Bank's regulatory relationships and engagement across MUSO.… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more